0001341004-11-002105.txt : 20111205 0001341004-11-002105.hdr.sgml : 20111205 20111202191620 ACCESSION NUMBER: 0001341004-11-002105 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20111205 DATE AS OF CHANGE: 20111202 GROUP MEMBERS: LILLIAN RUTH NUSSDORF FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NUSSDORF GLENN H CENTRAL INDEX KEY: 0001244191 FILING VALUES: FORM TYPE: SC 13D/A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARLUX FRAGRANCES INC CENTRAL INDEX KEY: 0000802356 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 222562955 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38657 FILM NUMBER: 111241684 BUSINESS ADDRESS: STREET 1: 3725 S W 30TH AVE CITY: FT LAUDERDALE STATE: FL ZIP: 33312 BUSINESS PHONE: 9543169008 MAIL ADDRESS: STREET 1: 5900 N. ANDREWS AVENUE STREET 2: SUITE 500 CITY: FT LAUDERDALE STATE: FL ZIP: 33309 SC 13D/A 1 sc13da.htm SCHEDULE 13D/A NUSSDORF/PARLUX sc13da.htm


 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
 
SCHEDULE 13D
[Rule 13d-101]

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13(d)-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13(d)-2(a)

 
(Amendment No. 12)
 
______________________________
 
PARLUX FRAGRANCES, INC.
(Name of Issuer)
 
Common Stock, $0.01 par value per share
(Title of class of securities)
 
701645103
(CUSIP number)
 

 
Richard J. Grossman, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
Four Times Square, New York, New York 10036
(212) 735-3000
 
 
(Name, address and telephone number of person authorized
to receive notices and communications)
 
 

 
November 30, 2011
 
 
(Date of event which requires filing of this statement)
 


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-(g), check the following box.  o
 
Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7 for other parties to whom copies are to be sent.
 
 
(Continued on following pages)
 
(Page 1 of 5 Pages)
 



 
 

 
 
CUSIP No. 701645103
13D
Page 2 of 5 Pages
     
1
 
NAME OF REPORTING PERSON
 
Glenn H. Nussdorf
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)     x         
(b)     o         
3
 
SEC USE ONLY
 
4
 
SOURCE OF FUNDS:
PF
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e): 
 
 o
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION:
United States
NUMBER OF
SHARES
 
BENEFICIALLY
OWNED BY
 
EACH
REPORTING
 
PERSON WITH
 
7
 
SOLE VOTING POWER:
 
2,050,013
 
8
 
SHARED VOTING POWER:
 
250,000
 
9
 
SOLE DISPOSITIVE POWER:
 
2,050,013
 
10
 
SHARED DISPOSITIVE POWER:
 
250,000
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON:
2,300,013
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
  o
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
11.1%
14
 
TYPE OF REPORTING PERSON:
IN


 
 

 
 
CUSIP No. 701645103
13D
Page 3 of 5 Pages
     
1
 
NAME OF REPORTING PERSON
 
Lillian Ruth Nussdorf
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)     x         
(b)     o         
3
 
SEC USE ONLY
 
4
 
SOURCE OF FUNDS:
PF
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e):
 
o
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION:
Delaware
NUMBER OF
SHARES
 
BENEFICIALLY
OWNED BY
 
EACH
REPORTING
 
PERSON WITH
 
7
 
SOLE VOTING POWER:
 
0
 
8
 
SHARED VOTING POWER:
 
250,000
 
9
 
SOLE DISPOSITIVE POWER:
 
0
 
10
 
SHARED DISPOSITIVE POWER:
 
250,000
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON:
 
250,000
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
  o
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
1.2%
14
 
TYPE OF REPORTING PERSON:
IN


 
 

 

 
This Amendment No. 12 (“Amendment No. 12”) is being filed by and on behalf of Glenn H. Nussdorf (“Mr. Nussdorf”) and Lillian Ruth Nussdorf (“Ms. Nussdorf,” and collectively with Mr. Nussdorf, the “Nussdorfs”), and it amends the statement of beneficial ownership on Schedule 13D (the “Schedule 13D”) filed on September 7, 2006, as amended by Amendment No. 1 filed on September 27, 2006, Amendment No. 2 filed on September 27, 2006, Amendment No. 3 filed on October 17, 2006, Amendment No. 4 filed on November 21, 2006, Amendment No. 5 filed on December 22, 2006, Amendment No. 6 filed on January 10, 2007, Amendment No. 7 filed on January 26, 2007, Amendment No. 8 filed on February 7, 2007, Amendment No. 9 filed on August 11, 2011, Amendment No. 10 filed on September 7, 2011 and Amendment No. 11 filed on October 31, 2011 with respect to the ownership of common stock, par value $0.01 per share (“Common Stock”), of Parlux Fragrances, Inc. (“Parlux” or the “Company”).  Capitalized terms used herein and not defined herein have the meanings ascribed thereto in the Schedule 13D, as previously amended.
 
ITEM 4.
Purpose of Transaction.
 
Item 4 of the Schedule 13D is hereby amended by adding the following thereto:
 
The description of the Second Amendment and the Second Amended Agreement in Item 6 are  incorporated herein by reference.
 
ITEM 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
 
Item 6 of the Schedule 13D is hereby amended by adding the following thereto:
 
On November 30, 2011, Mr. Nussdorf, Perfumania and the Company entered into a letter agreement (the “Second Amendment”) amending the Agreement (filed as Exhibit 99.7 to Amendment No. 10), dated as of September 7, 2011 between Mr. Nussdorf, Perfumania and the Company.  Under the terms of the Agreement, as amended by the Second Amendment (the “Second Amended Agreement”), the Company has agreed to not convene its annual meeting or special meeting of shareholders to elect directors until February 17, 2012 (with a related record date of not earlier than January 13, 2012); provided, however, that if the Amended Agreement is terminated prior to January 6, 2012, the Company may set its record date for a date seven days following the termination of the Amended Agreement without restriction on the date of the annual or special meeting.  In addition, the Company has agreed not to amend its bylaws to insert an “advance notice provision” with respect to director nominations until a date that is seven days following termination of the Amended Agreement.  Perfumania and Mr. Nussdorf have agreed that, before January 6, 2012, they will not take certain actions relating to acquiring securities or assets of the Company, acquiring or entering into a business combination with the Company or seeking to influence or control the management or the policies of the Company or to obtain representation on the Board of Directors of the Company.  The Company and Perfumania may terminate the Amended Agreement at any time.
 
The foregoing description of the Amended Agreement does not purport to be complete and is subject to, and qualified in its entirety by (i) the full text of the Second Amendment attached hereto as Exhibit 99.9, and (ii) the full text of the Agreement, which was filed as Exhibit 99.7 to Amendment No. 10, both of which are incorporated herein by reference.
 
ITEM 7.
Material to be Filed as Exhibits.
 
Exhibit 99.9
Second Amendment dated as of November 30, 2011 by and among Perfumania Holdings, Inc., Mr. Nussdorf and the Company.
 
 
 
 
4 of 5

 

 
SIGNATURES
 
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct.
 
Dated:  December 2, 2011
 
 
/s/ Alfred R. Paliani
 
 
Glenn H. Nussdorf
 
 
By: Alfred R. Paliani, duly authorized under
previously filed Power of Attorney
 
     
     
 
/s/ Alfred R. Paliani
 
 
Lillian Ruth Nussdorf
 
 
By: Alfred R. Paliani, duly authorized under
previously filed Power of Attorney
 

 
 
 

 
EX-99.9 2 ex99_9.htm SECOND AMENDMENT DATED NOVEMBER 30, 2011 ex99_9.htm
[Perfumania letterhead]
 
November 30, 2011
 
Parlux Fragrances, Inc.
5900 N. Andrews Avenue, Suite 500
Fort Lauderdale, Florida 33309
Attention: Board of Directors
 
Glenn Nussdorf
c/o Perfumania Holdings, Inc.
35 Sawgrass Drive, Suite 2
Bellport, New York 11713
 
 
Re:   
Agreement dated September 7, 2011 between Perfumania Holdings, Inc., Glenn Nussdorf
and Parlux Fragrances, Inc., as amended by the Amendment to Agreement dated October 28, 2011
(the “Agreement”)
 

 
Gentlemen:
 
Reference is made to the Agreement.  Capitalized terms used in this letter that are defined in the Agreement shall have the same meanings herein as therein.
 
The parties to the Agreement desire to amend the Agreement to provide for the extension of the Applicable Period from December 2, 2011 to January 6, 2012 and to change certain other dates in the Agreement to reflect such extension.  Accordingly, the Agreement shall be amended as follows:
 
 
1.
The end of the Applicable Period shall be extended from December 2, 2011 to January 6, 2012.
 
 
2.
Section 1, a of the Agreement shall be amended by replacing (a) “January 13, 2012”, the date relating to the annual shareholders’ meeting of Parlux, with “February 17, 2012”, and (b) “December 9, 2011”, the date relating to the record date for such annual meeting, with “January 13, 2012”
 
Except as specifically set forth above, the Agreement shall not be deemed amended, modified or supplemented hereby and remains in full force and effect.
 
[Signature page follows]
 

 
 

 


 
Please indicate your agreement to the foregoing in the place provided below and return an executed counterpart hereof to Michael W. Katz, President and CEO of Perfumania.
 
 
Very truly yours,
 
     
 
PERFUMANIA HOLDINGS, INC.
 
     
     
 
By:   
/s/ Michael Katz
 
 
Name:  Michael Katz
 
 
Title:  President and CEO
 

 
Agreed to as of the date first above written

PARLUX FRAGRANCES, INC.


By:   
/s/ Glenn H. Gopman
 
Name:  Glenn H. Gopman
 
Title:  Independent Director
 


By:   
/s/ Glenn Nussdorf
 
Glenn Nussdorf, on his own behalf and
on behalf of stockholders of Parlux in
whose holdings he claims a beneficial interest