0001209191-23-058548.txt : 20231213 0001209191-23-058548.hdr.sgml : 20231213 20231213183218 ACCESSION NUMBER: 0001209191-23-058548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231211 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vandecruze Grace CENTRAL INDEX KEY: 0001847834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21374 FILM NUMBER: 231485182 MAIL ADDRESS: STREET 1: 125 TOWNPARK DRIVE, SUITE 300 CITY: KENNESAW STATE: GA ZIP: 30144 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO INCOME STRATEGY FUND CENTRAL INDEX KEY: 0001244183 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-4000 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO FLOATING RATE INCOME FUND DATE OF NAME CHANGE: 20030619 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-11 0 0001244183 PIMCO INCOME STRATEGY FUND PFL 0001847834 Vandecruze Grace C/O PIMCO 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA 92660 1 0 0 0 0 COMMON SHARES 2023-12-11 4 P 0 12345 8.1221 A 12345 I BY LLC The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.09 to $8.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Held through Grace Global Capital LLC. Exhibit List: Exhibit 24 - Power of Attorney /s/ Aaron Short, Attorney-in-Fact for Grace Vandecruze 2023-12-13 EX-24 2 poa.txt POA DOCUMENT SECTION 16 POWER OF ATTORNEY Grace Vandecruze The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the United States Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any rule or regulation of the SEC; 2. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered investment companies and business development companies (and any successor companies) listed on Schedule A attached hereto, as amended from time to time, and any other registered investment company or business development company affiliated with or established by Pacific Investment Management Company LLC ("PIMCO"), for which the undersigned becomes a Section 16 reporting person (each, a "Fund"), Forms 3, 4, and 5 in accordance with Section 16 of the Exchange Act, and the rules thereunder; 3. do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney in fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney in fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney in fact may approve in such attorney in fact's discretion. The undersigned hereby grants to each such attorney in fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution and resubstitution or revocation, hereby ratifying and confirming all that such attorney in fact, or such attorney in fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys in fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is any Fund assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney may be executed in written form, by facsimile or by other means using electronic or digital technology, whether it is a computer-generated signature, an electronic copy of the party's true ink signature or otherwise. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by any Fund, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys in fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of June, 2023. /s/ Grace Vandecruze Grace Vandecruze SCHEDULE A FUND NAME AND SYMBOL* 1. PCM FUND, INC. PCM 2. PIMCO CALIFORNIA MUNICIPAL INCOME FUND PCQ 3. PIMCO CALIFORNIA MUNICIPAL INCOME FUND II PCK 4. PIMCO CALIFORNIA MUNICIPAL INCOME FUND III PZC 5. PIMCO CORPORATE & INCOME STRATEGY FUND PCN 6. PIMCO CORPORATE & INCOME OPPORTUNITY FUND PTY 7. PIMCO DYNAMIC INCOME FUND PDI 8. PIMCO INCOME STRATEGY FUND PFL 9. PIMCO INCOME STRATEGY FUND II PFN 10. PIMCO GLOBAL STOCKSPLUS & INCOME FUND PGP 11. PIMCO HIGH INCOME FUND PHK 12. PIMCO MUNICIPAL INCOME FUND PMF 13. PIMCO MUNICIPAL INCOME FUND II PML 14. PIMCO MUNICIPAL INCOME FUND III PMX 15. PIMCO NEW YORK MUNICIPAL INCOME FUND PNF 16. PIMCO NEW YORK MUNICIPAL INCOME FUND II PNI 17. PIMCO NEW YORK MUNICIPAL INCOME FUND III PYN 18. PIMCO STRATEGIC INCOME FUND, INC. RCS 19. PIMCO FLEXIBLE CREDIT INCOME FUND PFLEX 20. PIMCO FLEXIBLE MUNICIPAL INCOME FUND PMFLX 21. PIMCO DYNAMIC INCOME STRATEGY FUND PDX 22. PIMCO DYNAMIC INCOME OPPORTUNITIES FUND PDO 23. PIMCO FLEXIBLE EMERGING MARKETS INCOME FUND EMFLX 24. PIMCO ACCESS INCOME FUND PAXS 25. PIMCO CALIFORNIA FLEXIBLE MUNICIPAL INCOME FUND CAFLX 26. PIMCO CAPITAL SOLUTIONS BDC CORP. 27. PIMCO FLEXIBLE REAL ESTATE INCOME FUND REFLX 28. PIMCO MUNICIPAL CREDIT INCOME FUND PMC *While one ticker symbol per Fund (as applicable) is listed, this Power of Attorney covers all ticker symbols of each Fund. INDIVIDUALS APPOINTED AS ATTORNEY-IN-FACT, WITH FULL POWER OF SUBSTITUTION AND RESUBSTITUTION 1. Keisha L. Audain-Pressley, Chief Compliance Officer of the Funds, Executive Vice President and Deputy Chief Compliance Officer of PIMCO 2. Katie DeFriese, Senior Vice President, Senior Compliance Officer of PIMCO 3. Kevin Van Gorder, Vice President, Senior Compliance Officer of PIMCO 4. Ryan Leshaw, Chief Legal Officer of the Funds, Executive Vice President, Senior Counsel of PIMCO 5. Wu-Kwan Kit, Vice President, Senior Counsel and Secretary of the Funds, Senior Vice President, Senior Counsel of PIMCO 6. Aaron Short, Counsel of PIMCO