0001127602-13-013940.txt : 20130416 0001127602-13-013940.hdr.sgml : 20130416 20130416143132 ACCESSION NUMBER: 0001127602-13-013940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130415 FILED AS OF DATE: 20130416 DATE AS OF CHANGE: 20130416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATCLIFFE PETER GERVIS CENTRAL INDEX KEY: 0001243490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 13763574 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-04-15 0000815097 CARNIVAL CORP CCL 0001243490 RATCLIFFE PETER GERVIS C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 Common Stock 2013-04-15 4 M 0 3088 0 A 20424 D Common Stock 2013-04-15 4 A 0 279 0 A 20703 D Restricted Stock Units 0 2013-04-15 4 M 0 3088 0 D 2013-04-13 Common Stock 3088 0 D Represents shares released from restriction from a Restricted Stock Unit award granted in 2010. Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award originally granted in 2010, which has now vested. No expiration date. The award will either vest or be forfeited pursuant to the terms of the Restricted Stock Unit Agreement between the reporting person and the issuer. /s/ Peter G. Ratcliffe 2013-04-16