-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SQ1pXCAjZ/69j68p8Kahr7+bjBTWUrFM65+S3nva+/cKC6qmyN+uAglISz+XL9x9 t5RcXGeCLzKpzUav6OsS3A== 0001127602-11-007405.txt : 20110224 0001127602-11-007405.hdr.sgml : 20110224 20110224154344 ACCESSION NUMBER: 0001127602-11-007405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110222 FILED AS OF DATE: 20110224 DATE AS OF CHANGE: 20110224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATCLIFFE PETER GERVIS CENTRAL INDEX KEY: 0001243490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 11636136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-22 0000815097 CARNIVAL CORP CCL 0001243490 RATCLIFFE PETER GERVIS C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 Common Stock 2011-02-22 4 C 0 10000 0 A 10000 D Common Stock 2011-02-22 4 C 0 20000 0 A 30000 D Common Stock 2011-02-22 4 A 0 908 0 A 30908 D Common Stock 2011-02-22 4 A 0 1107 0 A 32015 D Common Stock 2011-02-22 4 S 0 30000 42.3754 D 2015 D Common Stock 2011-02-23 4 S 0 2015 41.3915 D 0 D Restricted Stock Units 0 2011-02-22 4 C 0 10000 D 2011-02-21 Common Stock 10000 0 D Restricted Stock Units 0 2011-02-22 4 C 0 20000 D 2011-02-20 Common Stock 20000 0 D Represents shares released from restriction from a Restricted Stock Unit award granted in 2006. Represents shares released from restriction from a Restricted Stock Unit award granted in 2008. Represents settlement of dividend equivalents accumulated during the restricted period of restricted stock unit awards originally granted in 2006 and 2008, which have now been released. This transaction was executed in multiple trades at prices ranging from $42.23 to $42.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $41.39 to $41.3926. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Restricted stock units either vest or are forfeited therefore there is no expiration date. /s/ Peter G Ratcliffe 2011-02-24 -----END PRIVACY-ENHANCED MESSAGE-----