0001127602-12-013793.txt : 20120413
0001127602-12-013793.hdr.sgml : 20120413
20120413152402
ACCESSION NUMBER: 0001127602-12-013793
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120411
FILED AS OF DATE: 20120413
DATE AS OF CHANGE: 20120413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANK HOWARD S
CENTRAL INDEX KEY: 0001243482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 12758578
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0305
4
2012-04-11
0000815097
CARNIVAL CORP
CCL
0001243482
FRANK HOWARD S
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
Vice Chairman & COO
Common Stock
2012-04-11
4
A
0
9336
0
A
224000.7986
D
Common Stock
2012-04-11
4
F
0
3403
31.25
D
220597.7986
D
Common Stock
5880
I
Howard S. Frank Grat #5
On April 11, 2012, the reporting person was granted 23,340 performance-based restricted stock units ("Performance RSUs"). The Reporting Person may earn from 0-200% of his target amount of Performance RSUs depending on the extent of Carnival Corporation & plc's earnings per share growth over the three-year performance period ending with fiscal 2014, subject to his continued employment during the performance period (with earlier partial vesting in certain cases upon eligibility for retirement, or death or disability, prior to the expiration of the performance period). Because, as of the date of the grant, the Reporting Person was eligible for retirement due to his age, 9,336 Performance RSU's vested on April 11, 2012.
Represents a surrender of shares to satisfy the tax obligation on the vesting of the Performance RSUs.
Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.
/s/ Howard S. Frank
2012-04-13