0000899243-19-029541.txt : 20191218 0000899243-19-029541.hdr.sgml : 20191218 20191218162148 ACCESSION NUMBER: 0000899243-19-029541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191217 FILED AS OF DATE: 20191218 DATE AS OF CHANGE: 20191218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HLM VENTURE PARTNERS II, L.P. CENTRAL INDEX KEY: 0001340660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38977 FILM NUMBER: 191292736 BUSINESS ADDRESS: STREET 1: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-266-0030 MAIL ADDRESS: STREET 1: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER NAME: FORMER CONFORMED NAME: HLM VENTURE PARTNERS II L P DATE OF NAME CHANGE: 20051004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HLM VENTURE ASSOCIATES II, LLC CENTRAL INDEX KEY: 0001591541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38977 FILM NUMBER: 191292737 BUSINESS ADDRESS: STREET 1: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-266-0030 MAIL ADDRESS: STREET 1: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER NAME: FORMER CONFORMED NAME: HLM Venture Associates II, LLC DATE OF NAME CHANGE: 20131108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUA PETER J CENTRAL INDEX KEY: 0001242813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38977 FILM NUMBER: 191292738 MAIL ADDRESS: STREET 1: C/O HLM VENTURE PARTNERS STREET 2: 116 HUNTINGTON AVENUE, 9TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phreesia, Inc. CENTRAL INDEX KEY: 0001412408 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 432 PARK AVENUE S. STREET 2: 12TH FLOOR CITY: New York STATE: NY ZIP: 10016 BUSINESS PHONE: 646-747-9959 MAIL ADDRESS: STREET 1: 432 PARK AVENUE S. STREET 2: 12TH FLOOR CITY: New York STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Phreesia Inc DATE OF NAME CHANGE: 20070914 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-17 1 0001412408 Phreesia, Inc. PHR 0001340660 HLM VENTURE PARTNERS II, L.P. 116 HUNTINGTON AVENUE, 9TH FLOOR BOSTON MA 02116 0 0 1 0 0001591541 HLM VENTURE ASSOCIATES II, LLC 116 HUNTINGTON AVENUE, 9TH FLOOR BOSTON MA 02116 0 0 1 0 0001242813 GRUA PETER J 116 HUNTINGTON AVENUE, 9TH FLOOR BOSTON MA 02116 0 0 1 0 Common Stock 2019-12-17 4 S 0 2181577 24.479 D 2016938 D These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. Edward L. Cahill and Peter J. Grua (collectively, the "Managing Members") are the managing members of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. Each of the entities and the Managing Members disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose. /s/ Charles Kallenbach by Power of Attorney For HLM Venture Partners II, L.P. 2019-12-18 /s/ Charles Kallenbach by Power of Attorney for HLM Venture Associates II, L.L.C. 2019-12-18 /s/ Charles Kallenbach by Power of Attorney for Peter J. Grua 2019-12-18