-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EgUsVFJkZip25Z23oEqNMP5elqd1Iml1tMBxa717faqY0Lc6YV4RVB4LumC+hOTh 3uB7wgJMTmR77Ta8qBs3rQ== 0000950134-08-020152.txt : 20081112 0000950134-08-020152.hdr.sgml : 20081111 20081112060805 ACCESSION NUMBER: 0000950134-08-020152 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INSURANCE CO OF THE WEST CENTRAL INDEX KEY: 0001242343 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11688 FILM NUMBER: 081177687 MAIL ADDRESS: STREET 1: 11435 EL CAMINO REAL STREET 2: STE 200 CITY: SAN DIEGO STATE: CA ZIP: 921130 13F-HR 1 a50495ice13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Insurance Company of the West Address: 11455 El Camino Real San Diego, CA 92130 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: H. Michael Freet Title: Chief Financial Officer Phone: (858) 350-2551 Signature, Place, and Date of Signing: /s/ H. M. Freet San Diego, CA 11/12/2008 - -------------------------------------- ------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total: $ 218,819 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13-F File Number Name - --- --------------------- ---- 1 028-11686 American Assets, Inc. 2 028-11690 Ernest S. Rady 3 028-12131 American Assets Investment Management, LLC Form 13-F Information Table as of September 30, 2008
TITLE VOTING AUTHORITY OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------- ----- --------- -------- ------- --- ---- -------- --------- ------ ------ ---- ABBOTT LABORATORIES COM 002824100 2303 40000 SH DEFINED NOS 1 & 2 40000 ALTRIA GROUP INC COM 02209S103 3968 200000 SH DEFINED NOS 1 & 2 200000 AMBAC FINL GROUP INC COM 023139108 35 15000 SH DEFINED NOS 1 & 2 15000 AMERICAN ELEC PWR COM 025537101 453 12225 SH DEFINED NOS 1 & 2 12225 AMERICAN EXPRESS COM 025816109 886 25000 SH DEFINED NOS 1 & 2 25000 AMERICAN INTL GROUP COM 026874107 820 246328 SH DEFINED NOS 1 & 2 246328 AMERISOURCEBER COM 03073E105 1054 28000 SH DEFINED NOS 1 & 2 28000 ARCHER DANIELS MIDLAND COM 039483102 548 25000 SH DEFINED NOS 1 & 2 25000 BANK AMER CORP COM 060505104 18550 530000 SH DEFINED NOS 1 & 2 530000 BERKSHIRE HATHAWAY COM 084670207 22 5 SH DEFINED NOS 1 & 2 5 BP PLC ADR COM 055622104 1756 35000 SH DEFINED NOS 1 & 2 35000 BRISTOL MYERS SQUIBB COM 110122108 469 22500 SH DEFINED NOS 1 & 2 22500 CAPITAL ONE FINANCIAL COM 14040H105 5161 101200 SH DEFINED NOS 1 & 2 101200 CARDIONET COM 14159L103 170 6800 SH DEFINED NOS 1 & 2 6800 CATERPILLLAR INC COM 149123101 1788 30000 SH DEFINED NOS 1 & 2 30000 CBS CORP COM 124857202 292 20000 SH DEFINED NOS 1 & 2 20000 CHEMED CORP COM 16359R103 164 4000 SH DEFINED NOS 1 & 2 4000 CHUBB CORP COM 171232101 3843 70000 SH DEFINED NOS 1 & 2 70000 CINCINNATI FINL CORP COM 172062101 314 11025 SH DEFINED NOS 1 & 2 11025 CIT GROUP COM 125581108 696 100000 SH DEFINED NOS 1 & 2 100000 CITIGROUP INC COM 172967101 5948 290000 SH DEFINED NOS 1 & 2 290000 COMCAST CORP COM 20030N101 2944 150000 SH DEFINED NOS 1 & 2 150000 CONOCOPHILLIPS COM 20825C104 7325 100000 SH DEFINED NOS 1 & 2 100000 CORUS BANKSHARE COM 220873103 20 5000 SH DEFINED NOS 1 & 2 5000 CV THERAPEUTICS INC COM 126667104 702 65000 SH DEFINED NOS 1 & 2 65000 CVS CAREMARK COM 126650100 370 11000 SH DEFINED NOS 1 & 2 11000 DUKE ENERGY CORP COM 264399106 1743 100000 SH DEFINED NOS 1 & 2 100000 EDISON INTL COM 281020107 4987 125000 SH DEFINED NOS 1 & 2 125000 ELI LILLY COM 532457108 2422 55000 SH DEFINED NOS 1 & 2 55000
ENDOLOGIX INC COM 29266S106 167 80105 SH DEFINED NOS 1 & 2 80105 EXXON MOBIL COM 30231G102 3883 50000 SH DEFINED NOS 1 & 2 50000 FANNIE MAE COM 313586109 168 110000 SH DEFINED NOS 1 & 2 110000 FIDELITY NATL FINANCIAL INC COM 31620R105 1915 130281 SH DEFINED NOS 1 & 2 130281 FIDELITY NATL INFORMATION SVCS COM 31620M106 1057 57261 SH DEFINED NOS 1 & 2 57261 FOCUS MEDIA HLDG COM 34415V109 456 16000 SH DEFINED NOS 1 & 2 16000 FOREST LABORATORIES COM 345838106 396 14000 SH DEFINED NOS 1 & 2 14000 FPL GROUP INC COM 302571104 741 14724 SH DEFINED NOS 1 & 2 14724 FREDDIE MAC COM 313400301 547 320000 SH DEFINED NOS 1 & 2 320000 GENERAL ELECTRIC CO. COM 369604103 3442 135000 SH DEFINED NOS 1 & 2 135000 GENERAL MILLS COM 370334104 7 100 SH DEFINED NOS 1 & 2 100 GENOPTIX COM 37243V100 294 9000 SH DEFINED NOS 1 & 2 9000 GILEAD SCIENCES INC COM 375558103 684 15000 SH DEFINED NOS 1 & 2 15000 GLAXOSMITHKLINE COM 37733W105 3911 90000 SH DEFINED NOS 1 & 2 90000 GOLDMAN SACHS COM 38141G104 1024 8000 SH DEFINED NOS 1 & 2 8000 HARTFORD FIN SVCS GRP COM 416515104 3689 90000 SH DEFINED NOS 1 & 2 90000 HOME DEPOT COM 437076102 1812 70000 SH DEFINED NOS 1 & 2 70000 HOST MARRIOTT CORP COM 44107P104 325 24487 SH DEFINED NOS 1 & 2 24487 HSBC HLDGS PLC COM 404280406 2445 30250 SH DEFINED NOS 1 & 2 30250 ICU MED INC COM 44930G107 164 5400 SH DEFINED NOS 1 & 2 5400 IMPERIAL CAP BANCORP COM 452680101 86 10000 SH DEFINED NOS 1 & 2 10000 INDYMAC BANCORP INC COM 456607100 16 100000 SH DEFINED NOS 1 & 2 100000 ISTAR FINL INC COM 45031U101 78 30000 SH DEFINED NOS 1 & 2 30000 JOHNSON & JOHNSON COM 478160104 6928 100000 SH DEFINED NOS 1 & 2 100000 JP MORGAN CHASE & CO. COM 46625H100 14243 305000 SH DEFINED NOS 1 & 2 305000 KINETIC CONCEPTS INC COM 49460W208 357 12500 SH DEFINED NOS 1 & 2 12500 LEHMAN BROS COM 524908100 37 171400 SH DEFINIED NOS 1 & 2 171400 LINCARE HLDGS COM 532791100 993 33000 SH DEFINED NOS 1 & 2 33000 LOWES COMPANIES COM 548661107 2835 119681 SH DEFINED NOS 1 & 2 119681 MACERICH CO. COM 554382101 3182 50000 SH DEFINED NOS 1 & 2 50000 MARATHON OIL CORP COM 565849106 2073 52000 SH DEFINED NOS 1 & 2 52000 MBIA INC COM 55262C100 238 20000 SH DEFINED NOS 1 & 2 20000 MCKESSON CORP COM 58155Q103 753 14000 SH DEFINED NOS 1 & 2 14000 MERCK & CO COM 589331107 694 22000 SH DEFINED NOS 1 & 2 22000 MORGAN STANLEY COM 617446448 3105 135000 SH DEFINED NOS 1 & 2 135000 MORTONS RESTAURANT COM 619430101 490 96700 SH DEFINED NOS 1 & 2 96700 ORTHOVITA COM 68750U102 244 94000 SH DEFINED NOS 1 & 2 94000 OVERSEAS SHIPHOLDING COM 690368105 4665 80000 SH DEFINED NOS 1 & 2 80000 PEPSICO INC COM 713448108 10434 146400 SH DEFINED NOS 1 & 2 146400
PG&E CORP COM 69331C108 3745 100000 SH DEFINED NOS 1 & 2 100000 PHILIP MORRIS INTL COM 718172109 20164 419200 SH DEFINED NOS 1 & 2 419200 PINNACLE WEST CAP CORP COM 723484101 4301 125000 SH DEFINED NOS 1 & 2 125000 PPL CORPORATION COM 69351T106 3702 100000 SH DEFINED NOS 1 & 2 100000 ROYAL DUTCH SHELL PLC COM 780259206 8261 140000 SH DEFINED NOS 1 & 2 140000 SCHERING PLOUGH COM 806605101 462 25000 SH DEFINED NOS 1 & 2 25000 SENORX INC COM 81724W104 590 119429 SH DEFINED NOS 1 & 2 119429 SEPRACOR INC COM 817315104 641 35000 SH DEFINED NOS 1 & 2 35000 STARWOOD HOTELS COM 85590A203 1126 40000 SH DEFINED NOS 1 & 2 40000 TEXTRON COM 883203101 293 10000 SH DEFINED NOS 1 & 2 10000 TIME WARNER INC COM 887317105 393 30000 SH DEFINED NOS 1 & 2 30000 VALERO COM 91913Y100 606 20000 SH DEFINED NOS 1 & 2 20000 VISA COM 92826C839 279 4550 SH DEFINED NOS 1 & 2 4550 WACHOVIA CORP COM 929903102 3150 899864 SH DEFINED NOS 1 & 2 899864 WAL-MART STORES COM 931142103 2994 50000 SH DEFINED NOS 1 & 2 50000 WELLS FARGO & CO. COM 949746101 11259 300000 SH DEFINED NOS 1 & 2 300000 WYETH COM 983024100 4248 115000 SH DEFINED NOS 1 & 2 115000 XTO ENERGY COM 98385X106 1665 35800 SH DEFINED NOS 1 & 2 35800 YUM BRANDS COM 988498101 2609 80000 SH DEFINED NOS 1 & 2 80000
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