0001140361-14-045094.txt : 20141212 0001140361-14-045094.hdr.sgml : 20141212 20141212161518 ACCESSION NUMBER: 0001140361-14-045094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141212 FILED AS OF DATE: 20141212 DATE AS OF CHANGE: 20141212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Charter Financial Corp CENTRAL INDEX KEY: 0001478726 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1233 O.G. SKINNER DRIVE CITY: WEST POINT STATE: GA ZIP: 31833 BUSINESS PHONE: (706) 645-1391 MAIL ADDRESS: STREET 1: 1233 O.G. SKINNER DRIVE CITY: WEST POINT STATE: GA ZIP: 31833 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOLLAR CURTIS R CENTRAL INDEX KEY: 0001241868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35870 FILM NUMBER: 141283815 MAIL ADDRESS: STREET 1: C/O CHARTER FINANCIAL CORP STREET 2: 600 THIRD AVE CITY: WEST POINT STATE: GA ZIP: 31833 4 1 doc1.xml FORM 4 X0306 4 2014-12-12 0 0001478726 Charter Financial Corp CHFN 0001241868 KOLLAR CURTIS R 1233 O.G. SKINNER DRIVE WEST POINT GA 31833 0 1 0 0 SVP and CFO Common Stock 2014-12-12 4 S 0 100 11.19 D 19927 D Common Stock 2014-12-12 4 S 0 201 11.17 D 19726 D Common Stock 2014-12-12 4 S 0 100 11.15 D 19626 D Common Stock 2014-12-12 4 S 0 3599 11.1743 D 16027 D Common Stock 2037 I By Spouse's IRA Common Stock 12471 I By Spouse's Living Trust Common Stock 12806 I By IRA Common Stock 14898 I By ESOP Common Stock 35309 I By 401(k) Common Stock 1872 I By Stock Award I Common Stock 57158 I By Stock Award II Stock Options 10.89 2014-12-16 2023-12-15 Common Stock 142894 142894 D Stock Options 8.8205 2014-01-27 2019-01-27 Common Stock 39751 39751 D Stock Options 8.1790 2015-06-22 2020-06-22 Common Stock 31178 31178 D Shares of restricted stock granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014. Shares of restricted stock granted to the reporting person pursuant to the Charter Financial Corporation 2001 Recognition and Retention Plan. Of these, 1,870 stock awards vest on June 22, 2014 and 1,872 stock awards vest on June 22, 2015. Stock Options granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014. Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal installments commencing on January 27, 2014. Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan, of which 12,221 options vest on each of June 22, 2015 and June 22, 2016, and 6,736 options vest on June 22, 2017. Since the reporting person's last beneficial ownership report, 1,870 shares previously held through stock awards have vested and are now owned directly. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. /s/ Curtis R. Kollar 2014-12-12