0001140361-14-045094.txt : 20141212
0001140361-14-045094.hdr.sgml : 20141212
20141212161518
ACCESSION NUMBER: 0001140361-14-045094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141212
FILED AS OF DATE: 20141212
DATE AS OF CHANGE: 20141212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Charter Financial Corp
CENTRAL INDEX KEY: 0001478726
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1233 O.G. SKINNER DRIVE
CITY: WEST POINT
STATE: GA
ZIP: 31833
BUSINESS PHONE: (706) 645-1391
MAIL ADDRESS:
STREET 1: 1233 O.G. SKINNER DRIVE
CITY: WEST POINT
STATE: GA
ZIP: 31833
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOLLAR CURTIS R
CENTRAL INDEX KEY: 0001241868
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35870
FILM NUMBER: 141283815
MAIL ADDRESS:
STREET 1: C/O CHARTER FINANCIAL CORP
STREET 2: 600 THIRD AVE
CITY: WEST POINT
STATE: GA
ZIP: 31833
4
1
doc1.xml
FORM 4
X0306
4
2014-12-12
0
0001478726
Charter Financial Corp
CHFN
0001241868
KOLLAR CURTIS R
1233 O.G. SKINNER DRIVE
WEST POINT
GA
31833
0
1
0
0
SVP and CFO
Common Stock
2014-12-12
4
S
0
100
11.19
D
19927
D
Common Stock
2014-12-12
4
S
0
201
11.17
D
19726
D
Common Stock
2014-12-12
4
S
0
100
11.15
D
19626
D
Common Stock
2014-12-12
4
S
0
3599
11.1743
D
16027
D
Common Stock
2037
I
By Spouse's IRA
Common Stock
12471
I
By Spouse's Living Trust
Common Stock
12806
I
By IRA
Common Stock
14898
I
By ESOP
Common Stock
35309
I
By 401(k)
Common Stock
1872
I
By Stock Award I
Common Stock
57158
I
By Stock Award II
Stock Options
10.89
2014-12-16
2023-12-15
Common Stock
142894
142894
D
Stock Options
8.8205
2014-01-27
2019-01-27
Common Stock
39751
39751
D
Stock Options
8.1790
2015-06-22
2020-06-22
Common Stock
31178
31178
D
Shares of restricted stock granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
Shares of restricted stock granted to the reporting person pursuant to the Charter Financial Corporation 2001 Recognition and Retention Plan. Of these, 1,870 stock awards vest on June 22, 2014 and 1,872 stock awards vest on June 22, 2015.
Stock Options granted pursuant to the Charter Financial Corporation 2013 Equity Incentive Plan vest at a rate of 20% per year commencing on December 16, 2014.
Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan vest in five equal installments commencing on January 27, 2014.
Stock Options granted pursuant to the 2001 Charter Financial Corporation Stock Option Plan, of which 12,221 options vest on each of June 22, 2015 and June 22, 2016, and 6,736 options vest on June 22, 2017.
Since the reporting person's last beneficial ownership report, 1,870 shares previously held through stock awards have vested and are now owned directly.
Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
/s/ Curtis R. Kollar
2014-12-12