0001181431-13-014004.txt : 20130304
0001181431-13-014004.hdr.sgml : 20130304
20130304161627
ACCESSION NUMBER: 0001181431-13-014004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130228
FILED AS OF DATE: 20130304
DATE AS OF CHANGE: 20130304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLMANN JOHN C
CENTRAL INDEX KEY: 0001241524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 13661841
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293722
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd372424.xml
FEBRUARY GRANT
X0306
4
2013-02-28
0
0001012620
GENESEE & WYOMING INC
GWR
0001241524
HELLMANN JOHN C
66 FIELD POINT ROAD
GREENWICH
CT
06830
1
1
0
0
Chief Exec. Officer & Pres.
Class A Common Stock, $.01 par value
2013-02-28
4
F
0
6495
89.52
D
244361
D
Class A Common Stock, $.01 par value
2013-02-28
4
A
0
2761
0
A
247122
D
Class A Common Stock, $.01 par value
55555
I
By Trust
Stock Option (Right to Buy)
89.52
2013-02-28
4
A
0
11649
0
A
2018-02-27
Class A Common Stock, $.01 par value
11649
11649
D
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
1872
D
These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards.
This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2014.
Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2014.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Allison M. Fergus, Attorney-in-Fact for John C. Hellmann
2013-03-04