0001181431-13-014004.txt : 20130304 0001181431-13-014004.hdr.sgml : 20130304 20130304161627 ACCESSION NUMBER: 0001181431-13-014004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130304 DATE AS OF CHANGE: 20130304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLMANN JOHN C CENTRAL INDEX KEY: 0001241524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 13661841 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd372424.xml FEBRUARY GRANT X0306 4 2013-02-28 0 0001012620 GENESEE & WYOMING INC GWR 0001241524 HELLMANN JOHN C 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Chief Exec. Officer & Pres. Class A Common Stock, $.01 par value 2013-02-28 4 F 0 6495 89.52 D 244361 D Class A Common Stock, $.01 par value 2013-02-28 4 A 0 2761 0 A 247122 D Class A Common Stock, $.01 par value 55555 I By Trust Stock Option (Right to Buy) 89.52 2013-02-28 4 A 0 11649 0 A 2018-02-27 Class A Common Stock, $.01 par value 11649 11649 D Class B Common Stock, $.01 par value Class A Common Stock, $.01 par value 1872 D These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards. This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2014. Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2014. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. Allison M. Fergus, Attorney-in-Fact for John C. Hellmann 2013-03-04