0001758766-21-000206.txt : 20211119
0001758766-21-000206.hdr.sgml : 20211119
20211119182009
ACCESSION NUMBER: 0001758766-21-000206
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211117
FILED AS OF DATE: 20211119
DATE AS OF CHANGE: 20211119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUSH WILLIAM JOHN
CENTRAL INDEX KEY: 0001241516
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 211429707
MAIL ADDRESS:
STREET 1: 539 BRYANT STREET
STREET 2: SUITE 403
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
4
1
wf-form4_163736399098506.xml
FORM 4
X0306
4
2021-11-17
0
0001758766
STEM, INC.
STEM
0001241516
BUSH WILLIAM JOHN
100 CALIFORNIA STREET
14TH FLOOR
SAN FRANCISCO
CA
94111
0
1
0
0
Chief Financial Officer
Common Stock, Par Value $0.0001 Per Share
2021-11-17
4
S
0
11056
22.01
D
309191
D
Common Stock, Par Value $0.0001 Per Share
2021-11-17
4
S
0
1400
22.6904
D
307791
D
The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021.
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $21.47 to $22.46. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $22.47 to $23.22. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ William Bush
2021-11-19