0000950103-11-001910.txt : 20110518 0000950103-11-001910.hdr.sgml : 20110518 20110518210927 ACCESSION NUMBER: 0000950103-11-001910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110516 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAXTED BRIAN F CENTRAL INDEX KEY: 0001240698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35167 FILM NUMBER: 11856232 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kosmos Energy Ltd. CENTRAL INDEX KEY: 0001509991 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 980686001 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 BUSINESS PHONE: (214) 445-9600 MAIL ADDRESS: STREET 1: 8176 PARK LANE STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75231 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-16 0001509991 Kosmos Energy Ltd. KOS 0001240698 MAXTED BRIAN F C/O KOSMOS ENERGY, LLC 8176 PARK LANE, SUITE 500 DALLAS TX 75231 1 1 0 0 Director and CEO Common Shares 2011-05-16 4 J 0 4138651 0 A 4138651 D Common Shares 2011-05-16 4 P 0 10000 18.00 A 4148651 D Common Shares 2011-05-16 4 J 0 6729864 0 A 6729864 I See footnote. Common Shares 2011-05-18 4 A 0 2588235 0 A 6736886 D Common Shares (Right to Receive) 2011-05-18 4 A 0 647059 0 A Common Shares 647059 647059 D In connection with a corporate reorganization, which involved Kosmos Energy Holdings becoming wholly-owned by the Issuer, and the Issuer's initial public offering described in the prospectus dated May 11, 2011, the reporting person received 3,990,304 common shares in exchange for his vested units in Kosmos Energy Holdings, the Issuer's predecessor, and 148,347 restricted shares in exchange for his unvested profit units in Kosmos Energy Holdings under the Issuer's Long Term Incentive Plan (the "Plan"). Subject to the terms of the Plan and an award agreement under the Plan, the restricted shares are scheduled to vest on June 13, 2011, which is when the reporting person's profit units were scheduled to vest. The price to the public in the Issuer's initial public offering. These shares granted under the Plan are directly owned by Maxted Family Investments, Ltd., an entity controlled by the reporting person. In connection with the Issuer's corporate reorganization and initial public offering, Maxted Family Investments, Ltd., received 4,915,277 common shares in exchange for its vested units in Kosmos Energy Holdings and 1,814,587 restricted shares in exchange for its unvested profit units under the Plan. Subject to the terms of the Plan and an award agreement under the Plan, these restricted shares are scheduled to vest on the same dates as the exchanged profit units were scheduled to vest, as follows: 37,087 of these restricted shares are scheduled to vest on June 13, 2011, and 1,777,500 of these restricted shares are scheduled to vest 50% on June 11, 2011 and 50% on June 11, 2012. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. These restricted shares were granted under the Plan and are scheduled to vest 25% on each of the first four anniversaries of May 16, 2011, subject to the terms of the Plan and an award agreement under the Plan. 1 for 1. In connection with the Issuer's initial public offering, the reporting person acquired a contractual right to receive restricted shares under the Plan within 30 days after the offering. These restricted shares are scheduled to vest 25% on each of the first four anniversaries of May 16, 2011 based on the satisfaction of certain performance conditions, in accordance with the terms of the Plan and an award agreement to be issued under the Plan. /s/ Phillip Feiner, as Attorney-in-Fact 2011-05-18