-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FtSgQsUYBZd6PxEdXDCxsgcJ4nN92Bl5nF/z7nVtZXKKWFwPb9KzHNztGm1yz3Ck 4IJC2OFf5Olhk2sVPkzvLA== 0000930413-10-002938.txt : 20100517 0000930413-10-002938.hdr.sgml : 20100517 20100517170843 ACCESSION NUMBER: 0000930413-10-002938 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JAY JEFFREY R CENTRAL INDEX KEY: 0001239607 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12517 FILM NUMBER: 10839822 MAIL ADDRESS: STREET 1: GREAT POINT PARTNERS, LLC STREET 2: 2 PICKWICK PLAZA, SUITE 450 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 c61569_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2010 ---------------------------------- Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DR. JEFFREY R. JAY, M.D ----------------------------------------------------- Address: 165 MASON STREET - 3RD FLOOR ----------------------------------------------------- GREENWICH, CT 06830 ----------------------------------------------------- 13F File Number: 028-12517 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ---------------------------------------------------------------------- Title: ---------------------------------------------------------------------- Phone: ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /S/ DR. JEFFREY R. JAY, M.D. GREENWICH, CT MAY 17, 2010 - ------------------------------- ----------------- --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 28- --------------- ----------------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------- Form 13F Information Table Entry Total: 46 ------------------ Form 13F Information Table Value Total: $ 176,023 ------------------ (thousands) List of Other Included Managers: Mr. David Kroin Great Point Partners, LLC Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-13262 Mr. David Kroin 2 028-11743 Great Point Partners, LLC 2
TO BE COMPLETED BY INVESTMENT MANAGER --------------------------------------------- Market Share/ Other Voting Authority Title Value Prn Share/ Put/ Investment Mana- ---------------- Name of Issuer of Class Cusip (USD) Amount Prn Call Discretion gers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMAG PHARMACEUTICALS, INC. CMN COM 00163U106 8,558,000 245,150 SH Share-Defined 1,2 245,150 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ATS MEDICAL INC CMN COM 002083103 2,600,000 1,000,000 SH Share-Defined 1,2 1,000,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ABIOMED INC CMN COM 003654100 184,000 17,800 SH Share-Defined 1,2 17,800 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ABRAXIS BIOSCIENCE, INC. CMN COM 00383Y102 3,420,000 66,086 SH Share-Defined 1,2 66,086 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ADOLOR CORP CMN COM 00724X102 2,416,000 1,342,009 SH Share-Defined 1,2 1,342,009 0 None - ------------------------------------------------------------------------------------------------------------------------------------ AFFYMAX, INC. CMN COM 00826A109 9,372,000 400,000 SH Share-Defined 1,2 400,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ PUT/AFFY(LQFSD) @ 20 EXP 07/17/2010 PUT 00826A109 258,000 567 SH PUT Share-Defined 1,2 567 0 None - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN MED SYS HLDGS INC CMN COM 02744M108 2,323,000 125,000 SH Share-Defined 1,2 125,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ AMICUS THERAPEUTICS INC CMN COM 03152W109 8,747,000 2,742,023 SH Share-Defined 1,2 2,742,023 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ANADYS PHARMACEUTICALS, INC. CMN COM 03252Q408 7,084,000 2,800,000 SH Share-Defined 1,2 2,800,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ANTARES PHARMA, INC. CMN COM 036642106 2,617,000 1,910,000 SH Share-Defined 1,2 1,910,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ BAXTER INTERNATIONAL INC CMN COM 071813109 5,238,000 90,000 SH Share-Defined 1,2 90,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ BIOMIMETIC THERAPEUTICS, INC. CMN COM 09064X101 2,630,000 200,000 SH Share-Defined 1,2 200,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ BIOSANTE PHARMACEUTICALS, INC. CMN COM 09065V203 11,385,000 6,360,349 SH Share-Defined 1,2 6,360,349 0 None - ------------------------------------------------------------------------------------------------------------------------------------ CANTEL MEDICAL CORP. CMN COM 138098108 179,000 9,000 SH Share-Defined 1,2 9,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ CELERA CORP CMN COM 15100E106 1,633,000 230,000 SH Share-Defined 1,2 230,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ COOPER COMPANIES INC (NEW) CMN COM 216648402 3,888,000 100,000 SH Share-Defined 1,2 100,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ PUT/DNDN(UKOQD) @ 20 EXP 05/22/2010 PUT 24823Q107 267,000 2,250 SH PUT Share-Defined 1,2 2,250 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ENTREMED INC CMN COM 29382F103 251,000 368,500 SH Share-Defined 1,2 368,500 0 None - ------------------------------------------------------------------------------------------------------------------------------------ GEN-PROBE INCORPORATED CMN COM 36866T103 5,000,000 100,000 SH Share-Defined 1,2 100,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ INHIBITEX, INC. CMN COM 45719T103 2,055,000 1,361,152 SH Share-Defined 1,2 1,361,152 0 None - ------------------------------------------------------------------------------------------------------------------------------------ MASIMO CORPORATION CMN COM 574795100 1,755,000 66,100 SH Share-Defined 1,2 66,100 0 None - ------------------------------------------------------------------------------------------------------------------------------------ MEDTRONIC INC CMN COM 585055106 5,629,000 125,000 SH Share-Defined 1,2 125,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ MERIT MEDICAL SYS INC CMN COM 589889104 1,466,000 96,099 SH Share-Defined 1,2 96,099 0 None - ------------------------------------------------------------------------------------------------------------------------------------ NPS PHARMACEUTICALS INC CMN COM 62936P103 4,448,000 882,500 SH Share-Defined 1,2 882,500 0 None - ------------------------------------------------------------------------------------------------------------------------------------ NATUS MEDICAL INC DEL CMN COM 639050103 1,809,000 113,700 SH Share-Defined 1,2 113,700 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ORTHOVITA INC CMN COM 68750U102 2,556,000 600,000 SH Share-Defined 1,2 600,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ RTI BIOLOGICS, INC. CMN COM 74975N105 3,610,000 833,800 SH Share-Defined 1,2 833,800 0 None - ------------------------------------------------------------------------------------------------------------------------------------ REPLIGEN CORP CMN COM 759916109 3,005,000 740,200 SH Share-Defined 1,2 740,200 0 None - ------------------------------------------------------------------------------------------------------------------------------------ RESMED INC. CMN COM 761152107 2,228,000 35,000 SH Share-Defined 1,2 35,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ RIGEL PHARMACEUTICALS INC CMN COM 766559603 11,556,000 1,450,000 SH Share-Defined 1,2 1,450,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ST JUDE MEDICAL INC CMN COM 790849103 5,131,000 125,000 SH Share-Defined 1,2 125,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ PUT/SLXP(PQNPE) @ 25 EXP 04/17/2010 PUT 795435106 5,000 1,000 SH PUT Share-Defined 1,2 1,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ SOLTA MEDICAL, INC CMN COM 83438K103 6,386,000 2,970,298 SH Share-Defined 1,2 2,970,298 0 None - ------------------------------------------------------------------------------------------------------------------------------------ STRYKER CORP CMN COM 863667101 1,431,000 25,000 SH Share-Defined 1,2 25,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ SYMMETRY MEDICAL INC. CMN COM 871546206 1,155,000 115,000 SH Share-Defined 1,2 115,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ THERMO FISHER SCIENTIFIC INC CMN COM 883556102 5,144,000 100,000 SH Share-Defined 1,2 100,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ THRESHOLD PHARMACEUTICALS, INC*. CMN COM 885807206 3,671,000 1,973,683 SH Share-Defined 1,2 1,973,683 0 None - ------------------------------------------------------------------------------------------------------------------------------------ TRANSITION THERAPEUTICS INC. CMN COM 893716209 423,000 150,000 SH Share-Defined 1,2 150,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ZIMMER HLDGS INC CMN COM 98956P102 2,960,000 50,000 SH Share-Defined 1,2 50,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ZIOPHARM ONCOLOGY INC CMN COM 98973P101 4,064,000 800,000 SH Share-Defined 1,2 800,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ COVIDIEN PLC CMN COM G2554F105 7,542,000 150,000 SH Share-Defined 1,2 150,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ ORTHOFIX INTERNATIONAL CMN COM N6748L102 1,819,000 50,000 SH Share-Defined 1,2 50,000 0 None - ------------------------------------------------------------------------------------------------------------------------------------ BIODEL, INC. COM 09064M105 4,309,000 1,009,187 SH Share-Defined 1 1,009,187 0 None - ------------------------------------------------------------------------------------------------------------------------------------ NEUROMETRIX INC. COM 641255104 3,155,000 1,651,917 SH Share-Defined 1,2 1,651,917 0 None - ------------------------------------------------------------------------------------------------------------------------------------ AMARIN CORPORATION PLC COM 023111206 10,661,000 7,014,058 SH Share-Defined 1,2 7,014,058 0 None - ------------------------------------------------------------------------------------------------------------------------------------
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