-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, THzaYqs7DANl7flzy2iiV5Hbsl6QXciFa/IGIbNKFqss6aIitYpzhwKDMq0r3cJY hhqP05p5W/TGc8h8hJ/fPQ== 0000930413-09-005797.txt : 20091116 0000930413-09-005797.hdr.sgml : 20091116 20091116171317 ACCESSION NUMBER: 0000930413-09-005797 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JAY JEFFREY R CENTRAL INDEX KEY: 0001239607 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12517 FILM NUMBER: 091188090 MAIL ADDRESS: STREET 1: GREAT POINT PARTNERS, LLC STREET 2: 2 PICKWICK PLAZA, SUITE 450 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 c59389_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2009 ------------------------------ Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DR. JEFFREY R. JAY, M.D ----------------------------------------------------- Address: 165 MASON STREET - 3RD FLOOR ----------------------------------------------------- GREENWICH, CT 06830 ----------------------------------------------------- 13F File Number: 028-12517 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: . . --------------------------------------------------------------------- Title: . --------------------------------------------------------------------- Phone: . . --------------------------------------------------------------------- Signature, Place, and Date of Signing: /S/ DR. JEFFREY R. JAY, M.D. GREENWICH, CT NOVEMBER 16, 2009 - ---------------------------------- ------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 28- --------------- ---------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------- Form 13F Information Table Entry Total: 36 -------------- Form 13F Information Table Value Total: $ 140,410 -------------- (thousands) List of Other Included Managers: Mr. David Kroin Great Point Partners, LLC Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-13262 Mr. David Kroin 2 028-11743 Great Point Partners, LLC 2
Other Voting Authority Title Market Value Share/Prn Share/ Put/ Investment Mana- ---------------- Name of Issuer of Class Cusip (USD) Amount Prn Call Discretion gers Sole Shared None - ---------------------------------------------------------------------------------------------------------------------------------- AMAG PHARMACEUTICALS, INC. CMN COM 00163U106 7,000 150 SH Share-Defined None 150 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- CALL/AMAG(AVMAR) @ 90 EXP 01/16/2010 CALL 00163U106 1,000 224 SH CALL Share-Defined None 224 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- CALL/AMAG(AVMAM) @ 65 EXP 01/16/2010 CALL 00163U106 33,000 1,000 SH CALL Share-Defined None 1,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- ATS MEDICAL INC CMN COM 002083103 1,876,000 700,000 SH Share-Defined None 700,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES CMN COM 002824100 4,947,000 100,000 SH Share-Defined None 100,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- ABIOMED INC CMN COM 003654100 9,397,000 967,800 SH Share-Defined None 967,800 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- ADOLOR CORP CMN COM 00724X102 2,226,000 1,400,000 SH Share-Defined None 1,400,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- ANADYS PHARMACEUTICALS, INC. CMN COM 03252Q408 8,238,000 3,132,476 SH Share-Defined None 3,132,476 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- ANGIODYNAMICS, INC. CMN COM 03475V101 6,752,000 490,000 SH Share-Defined None 490,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- ANTARES PHARMA, INC. CMN COM 036642106 2,947,000 2,655,000 SH Share-Defined None 2,655,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- PUT/ARNA(UGGVZ) @ 2.5 EXP 10/17/2009 PUT 040047102 26,000 10,516 SH PUT Share-Defined None 10,516 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC CMN COM 071813109 4,276,000 75,000 SH Share-Defined None 75,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- CARDIOME PHARMA CORPORATION CMN COM 14159U202 1,732,000 400,000 SH Share-Defined None 400,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- CEPHALON INC CMN COM 156708109 3,349,000 57,500 SH Share-Defined None 57,500 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- CHELSEA THERAPEUTICS INTL LTD CMN COM 163428105 502,000 200,000 SH Share-Defined None 200,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- COOPER COMPANIES INC (NEW) CMN COM 216648402 2,973,000 100,000 SH Share-Defined None 100,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- CYNOSURE INC CMN CLASS A COM 232577205 583,000 50,000 SH Share-Defined None 50,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- DENDREON CORP CMN COM 24823Q107 5,598,000 200,000 SH Share-Defined None 200,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- EXACT SCIENCES CORP CMN COM 30063P105 3,658,000 1,315,790 SH Share-Defined None 1,315,790 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- INSPIRE PHARMACEUTICALS INC CMN COM 457733103 7,830,000 1,500,000 SH Share-Defined None 1,500,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON CMN COM 478160104 6,089,000 100,000 SH Share-Defined None 100,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- MERIT MEDICAL SYS INC CMN COM 589889104 2,599,000 150,000 SH Share-Defined None 150,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- QUIDEL CORP CMN COM 74838J101 406,000 25,000 SH Share-Defined None 25,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- RTI BIOLOGICS, INC. CMN COM 74975N105 1,457,000 335,000 SH Share-Defined None 335,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- RIGEL PHARMACEUTICALS INC CMN COM 766559603 9,020,000 1,100,000 SH Share-Defined None 1,100,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- PUT/SPY(FYSXG) @ 85 EXP12/19/2009 PUT 78462F103 315,000 5,000 SH PUT Share-Defined None 5,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- ST JUDE MEDICAL INC CMN COM 790849103 6,827,000 175,000 SH Share-Defined None 175,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC CMN COM 883556102 3,275,000 75,000 SH Share-Defined None 75,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- CALL/UTHR(FUHAM) @ 65 EXP 01/16/2010 CALL 91307C102 24,000 680 SH CALL Share-Defined None 680 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- ZIMMER HLDGS INC CMN COM 98956P102 2,673,000 50,000 SH Share-Defined None 50,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- ZOLL MEDICAL CORP CMN COM 989922109 2,582,000 120,000 SH Share-Defined None 120,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- COVIDIEN PLC CMN COM G2554F105 8,652,000 200,000 SH Share-Defined None 200,000 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- TRANSITION THERAPEUTICS INC. COM 893716209 13,294,176 1,635,200 SH Share-Defined None 1,635,200 0 NONE - ---------------------------------------------------------------------------------------------------------------------------------- NEUROMETRIX INC. COM 641255104 5,302,654 1,651,917 - ---------------------------------------------------------------------------------------------------------------------------------- THRESHOLD PHARMACEUTICALS INC. COM 885807206 3,790,782 2,094,239 - ---------------------------------------------------------------------------------------------------------------------------------- BIODEL, INC. COM 09064M105 7,152,808 1,331,994 SH Share-Defined None 1,331,994 0 NONE - ----------------------------------------------------------------------------------------------------------------------------------
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