-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VjoXWY4DtHe0NbueMltqG7aYyq9birW5Gi29cT+gzw1gCf2UnkpsXmzGog91h6wT SFjXhW87wbinAj2ffMbZNQ== 0000930413-09-002742.txt : 20090515 0000930413-09-002742.hdr.sgml : 20090515 20090515161545 ACCESSION NUMBER: 0000930413-09-002742 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JAY JEFFREY R CENTRAL INDEX KEY: 0001239607 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12517 FILM NUMBER: 09833265 MAIL ADDRESS: STREET 1: GREAT POINT PARTNERS, LLC STREET 2: 2 PICKWICK PLAZA, SUITE 450 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 c57646_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2009 ----------------------------- Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dr. Jeffrey R. Jay, M.D ----------------------------------------------------- Address: 165 Mason Street - 3rd Floor ----------------------------------------------------- Greenwich, CT 06830 ----------------------------------------------------- 13F File Number: 028-12517 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ----------------------------------------------------------------- Title: ----------------------------------------------------------------- Phone: ----------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Dr. Jeffrey R. Jay, M.D. Greenwich, Ct May 15, 2009 - ---------------------------------- ---------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 28-_____________ _____________________________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------- Form 13F Information Table Entry Total: 35 -------------- Form 13F Information Table Value Total: $ 145,779 ------------- (thousands) List of Other Included Managers: Mr. David Kroin Great Point Partners, LLC Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-13262 Mr. David Kroin 2 028-11743 Great Point Partners, LLC 2
TITLE SHARES OF CUSIP VALUE OR PRN SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS (X$1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AMAG PHARMACEUTICALS, INC. CMN COM 00163U106 6,000 150 SH Shared-Defined None 150 0 NONE CALL/AMAG(YJWAR) @ 90 EXP 01/16/2010 CALL 00163U106 19,000 224 SH CALL Shared-Defined None 224 0 NONE CALL/AMAG(YJWAM) @ 65 EXP 01/16/2010 CALL 00163U106 330,000 1,000 SH CALL Shared-Defined None 1,000 0 NONE ATS MEDICAL INC CMN COM 002083103 3,000,000 1,200,000 SH Shared-Defined None 1,200,000 0 NONE ABBOTT LABORATORIES CMN COM 002824100 4,770,000 100,000 SH Shared-Defined None 100,000 0 NONE ABIOMED INC CMN COM 003654100 7,721,000 1,575,800 SH Shared-Defined None 1,575,800 0 NONE ADOLOR CORP CMN COM 00724X102 2,773,000 1,359,451 SH Shared-Defined None 1,359,451 0 NONE ANADYS PHARMACEUTICALS, INC. CMN COM 03252Q408 6,451,000 950,000 SH Shared-Defined None 950,000 0 NONE ANGIODYNAMICS, INC. CMN COM 03475V101 6,969,000 620,000 SH Shared-Defined None 620,000 0 NONE PUT/ARNA(UGGPZ) @ 2.5 EXP 04/18/2009 PUT 040047102 5,000 212 SH PUT Shared-Defined None 212 0 NONE AVALON PHARMACEUTICALS INC CMN COM 05346P106 350,000 760,000 SH Shared-Defined None 760,000 0 NONE BIOMARIN PHARMACEUTICAL INC CMN COM 09061G101 16,055,000 1,300,000 SH Shared-Defined None 1,300,000 0 NONE CEPHALON INC CMN COM 156708109 15,322,000 225,000 SH Shared-Defined None 225,000 0 NONE CONMED CORP CMN COM 207410101 504,000 35,000 SH Shared-Defined None 35,000 0 NONE CALL/DNDN(UKOEA) @ 5 EXP 05/16/2009 CALL 24823Q107 888,000 4,533 SH CALL Shared-Defined None 4,533 0 NONE GENZYME CORP CMN COM 372917104 11,878,000 200,000 SH Shared-Defined None 200,000 0 NONE KERYX BIOPHARMACEUTICALS INC CMN COM 492515101 2,000 15,000 SH Shared-Defined None 15,000 0 NONE MERIT MEDICAL SYS INC CMN COM 589889104 1,221,000 100,000 SH Shared-Defined None 100,000 0 NONE NPS PHARMACEUTICALS INC CMN COM 62936P103 172,000 40,968 SH Shared-Defined None 40,968 0 NONE NOVAMED INC CMN COM 66986W108 691,000 304,202 SH Shared-Defined None 304,202 0 NONE NXSTAGE MEDICAL INC CMN COM 67072V103 1,011,000 392,000 SH Shared-Defined None 392,000 0 NONE QUIDEL CORP CMN COM 74838J101 922,000 100,000 SH Shared-Defined None 100,000 0 NONE RTI BIOLOGICS, INC. CMN COM 74975N105 2,167,000 760,378 SH Shared-Defined None 760,378 0 NONE ST JUDE MEDICAL INC CMN COM 790849103 9,083,000 250,000 SH Shared-Defined None 250,000 0 NONE SEPRACOR INC CMN COM 817315104 5,864,000 400,000 SH Shared-Defined None 400,000 0 NONE SHIRE LIMITED SPONSORED ADR CMN COM 82481R106 12,579,000 350,000 SH Shared-Defined None 350,000 0 NONE TECHNE CORP CMN COM 878377100 2,736,000 50,000 SH Shared-Defined None 50,000 0 NONE CALL/UTHR(WUMAU) @ 130 EXP 01/16/2010 CALL 91307C102 42,000 340 SH CALL Shared-Defined None 340 0 NONE WELLCARE HEALTH PLANS INC CMN COM 94946T106 6,000 500 SH Shared-Defined None 500 0 NONE WRIGHT MED GROUP INC CMN COM 98235T107 1,955,000 150,000 SH Shared-Defined None 150,000 0 NONE ZIMMER HLDGS INC CMN COM 98956P102 5,475,000 150,000 SH Shared-Defined None 150,000 0 NONE COVIDIEN LTD. CMN COM G2552X108 6,648,000 200,000 SH Shared-Defined None 200,000 0 NONE ORTHOFIX INTERNATIONAL CMN COM N6748L102 926,000 50,000 SH Shared-Defined None 50,000 0 NONE TRANSITION THERAPEUTICS INC. COM 893716209 7,794,331 1,855,793 SH Shared-Defined None 1,855,793 1 NONE Biodel, Inc. COM 09064M105 9,443,505 1,812,573 SH Shared-Defined None 1,812,573 2 NONE
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