0001127602-16-048666.txt : 20160405 0001127602-16-048666.hdr.sgml : 20160405 20160405100606 ACCESSION NUMBER: 0001127602-16-048666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLASIER RICHARD CENTRAL INDEX KEY: 0001239605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 161553205 MAIL ADDRESS: STREET 1: 219 PIASA ST CITY: ALTON STATE: IL ZIP: 62002 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-04-01 0000815097 CARNIVAL CORP CCL 0001239605 GLASIER RICHARD 122 CRYSTAL CANYON DRIVE CARBONDALE CO 81623 1 Common Stock 2016-04-01 4 M 0 10000 47.83 A 34686 D Common Stock 2016-04-01 4 S 0 10000 52.43 D 24686 D Stock Options (Right to Buy) 47.83 2016-04-01 4 M 0 10000 0 D 2007-10-16 2016-10-16 Common Stock 10000 0 D The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Options vest ratably over five years beginning on the first anniversary of the grant date. /s/ Richard Glasier 2016-04-05