0001127602-16-048666.txt : 20160405
0001127602-16-048666.hdr.sgml : 20160405
20160405100606
ACCESSION NUMBER: 0001127602-16-048666
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160401
FILED AS OF DATE: 20160405
DATE AS OF CHANGE: 20160405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLASIER RICHARD
CENTRAL INDEX KEY: 0001239605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 161553205
MAIL ADDRESS:
STREET 1: 219 PIASA ST
CITY: ALTON
STATE: IL
ZIP: 62002
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-04-01
0000815097
CARNIVAL CORP
CCL
0001239605
GLASIER RICHARD
122 CRYSTAL CANYON DRIVE
CARBONDALE
CO
81623
1
Common Stock
2016-04-01
4
M
0
10000
47.83
A
34686
D
Common Stock
2016-04-01
4
S
0
10000
52.43
D
24686
D
Stock Options (Right to Buy)
47.83
2016-04-01
4
M
0
10000
0
D
2007-10-16
2016-10-16
Common Stock
10000
0
D
The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Options vest ratably over five years beginning on the first anniversary of the grant date.
/s/ Richard Glasier
2016-04-05