0001127602-15-023182.txt : 20150721
0001127602-15-023182.hdr.sgml : 20150721
20150721135126
ACCESSION NUMBER: 0001127602-15-023182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150717
FILED AS OF DATE: 20150721
DATE AS OF CHANGE: 20150721
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 100 HARBOUR PARADE
STREET 2: CARNIVAL HOUSE
CITY: SOUTHAMPTON SO15 1ST
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 23 8065 5000
MAIL ADDRESS:
STREET 1: 100 HARBOUR PARADE
STREET 2: CARNIVAL HOUSE
CITY: SOUTHAMPTON SO15 1ST
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLASIER RICHARD
CENTRAL INDEX KEY: 0001239605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 15997499
MAIL ADDRESS:
STREET 1: 219 PIASA ST
CITY: ALTON
STATE: IL
ZIP: 62002
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-07-17
0001125259
CARNIVAL PLC
CUK
0001239605
GLASIER RICHARD
122 CRYSTAL CANYON DRIVE
CARBONDALE
CO
81623
1
Trust Shares (beneficial Interest In Special Voting Share)
2015-07-17
4
M
0
10000
46.61
A
34686
D
Trust Shares (beneficial Interest In Special Voting Share)
2015-07-17
4
S
0
10000
52.0426
D
24686
D
Stock Option (Right to Buy)
46.61
2015-07-17
4
M
0
10000
0
D
2006-10-18
2015-10-18
Ordinary Shares
10000
0
D
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
This transaction was executed in multiple trades at prices ranging from $52.03 to $52.04. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Options vest ratably over five years beginning on the first anniversary of the grant date.
/s/ Richard Glasier
2015-07-21