0001127602-11-012992.txt : 20110414
0001127602-11-012992.hdr.sgml : 20110414
20110414173756
ACCESSION NUMBER: 0001127602-11-012992
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110413
FILED AS OF DATE: 20110414
DATE AS OF CHANGE: 20110414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLASIER RICHARD
CENTRAL INDEX KEY: 0001239605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 11760536
MAIL ADDRESS:
STREET 1: 219 PIASA ST
CITY: ALTON
STATE: IL
ZIP: 62002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5 GAINSFORD ST
STREET 2: CARNIVAL HOUSE
CITY: LONDON WC1A 1PP ENGL
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 20 7940 5381
MAIL ADDRESS:
STREET 1: 77 NEW OXFORD ST
CITY: LONDON
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-04-13
0001125259
CARNIVAL PLC
CUK
0001239605
GLASIER RICHARD
C/O ARGOSY GAMING COMPANY
213 PIASA STREET
ALTON
IL
62002
1
Trust Shares (beneficial Interest In Special Voting Share)
2011-04-13
4
A
0
3188
0
A
18574
D
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
The Board of Directors approved a value of $120,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 13, 2011 and dividing it into $120,000, then rounding down to the nearest whole share.
/s/ Richard Glasier
2011-04-14