0001398344-14-005242.txt : 20141015 0001398344-14-005242.hdr.sgml : 20141015 20141010112808 ACCESSION NUMBER: 0001398344-14-005242 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141010 DATE AS OF CHANGE: 20141010 EFFECTIVENESS DATE: 20141010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. CENTRAL INDEX KEY: 0001238990 IRS NUMBER: 820566501 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10972 FILM NUMBER: 141151627 BUSINESS ADDRESS: STREET 1: 3601 W. 76TH STREET STREET 2: SUITE 225 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9522244350 MAIL ADDRESS: STREET 1: 3601 W. 76TH STREET STREET 2: SUITE 225 CITY: EDINA STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: BRIDGEWATER CAPITAL ADVISORS INC DATE OF NAME CHANGE: 20030605 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001238990 XXXXXXXX 09-30-2014 09-30-2014 false PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

3601 W. 76th Street Suite 225 Edina MN 55435

13F HOLDINGS REPORT 028-10972 N Howard D. Punch, Jr. 952-224-4350 /s/ Howard D. Punch, Jr. Edina MN 10-10-2014 0 174 715274 INFORMATION TABLE 2 fp0011873_13fhr-table.xml 13F INFORMATION TABLE A H BELO CORP COMCL A COMMON STOCK 001282102 6008 563082 SH SOLE 563082 0 0 ACCENTURE PLC CL A F COMMON STOCK g1151c101 2579 31716 SH SOLE 31716 0 0 ADT CORP COM COMMON STOCK 00101j106 1310 36941 SH SOLE 36941 0 0 AGILYSYS INC COMMON STOCK 00847J105 2968 253000 SH SOLE 253000 0 0 ALAMO GROUP INC COMMON STOCK 011311107 2821 68815 SH SOLE 68815 0 0 ALCENTRA CAPITAL CORPORATIONCO COMMON STOCK 01374t102 1283 96615 SH SOLE 96615 0 0 ALTISOURCE PORT SOLU F COMMON STOCK l0175j104 5861 58144 SH SOLE 58144 0 0 ALTISOURCE RESIDENTIALCORP COM COMMON STOCK 02153w100 4864 202660 SH SOLE 202660 0 0 AMERCO COM COMMON STOCK 023586100 5871 22416 SH SOLE 22416 0 0 AMERIPRISE FINANCIAL INC COMMON STOCK 03076c106 4242 34385 SH SOLE 34385 0 0 ARBOR RLTY TR INC COMMON STOCK 038923108 5414 803305 SH SOLE 803305 0 0 ARES COMMERCIAL REAL ESTATECOM COMMON STOCK 04013v108 3951 338015 SH SOLE 338015 0 0 AROTECH CORPORATION COMMON STOCK 042682203 813 250000 SH SOLE 250000 0 0 ASCENT CAPITAL GROUP INC SERIE COMMON STOCK 043632108 6471 107485 SH SOLE 107485 0 0 AWARE INC COMMON STOCK 05453N100 1118 303000 SH SOLE 303000 0 0 BARRETT BUS SVCS INC COMMON STOCK 068463108 4819 122025 SH SOLE 122025 0 0 BLACKROCK KELSO CAPCORPORATION COMMON STOCK 092533108 4754 556636 SH SOLE 556636 0 0 BLACKROCK MUN TARGET TERMTR CO COMMON STOCK 09257p105 2538 127746 SH SOLE 127746 0 0 BLACKROCK RES & COMMDITIESSTRG COMMON STOCK 09257a108 8395 747576 SH SOLE 747576 0 0 BLACKSTONE MTG TR INCCOM CL A Miscellaneous 09257w100 4702 173519 SH SOLE 173519 0 0 BLOCK H & R INC COMMON STOCK 093671105 2781 89675 SH SOLE 89675 0 0 BOEING CO COMMON STOCK 097023105 4067 31931 SH SOLE 31931 0 0 BOLT TECHNOLOGY CORP COMMON STOCK 097698104 2416 110110 SH SOLE 110110 0 0 BSB BANCORP INC MD COM COMMON STOCK 05573h108 3177 172479 SH SOLE 172479 0 0 CALAMOS STRATEGIC TOTALRETURN COMMON STOCK 128125101 3036 259491 SH SOLE 259491 0 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COMMON STOCK 253827109 1106 281324 SH SOLE 281324 0 0 DOUGLAS DYNAMICS INC COMUSD0.0 COMMON STOCK 25960r105 7685 394121 SH SOLE 394121 0 0 EATON VANCE ENHANCED EQT COMMON STOCK 278274105 3383 246548 SH SOLE 246548 0 0 EATON VANCE TAX ADVANTAGEDIVID COMMON STOCK 27828g107 5109 253044 SH SOLE 253044 0 0 ECOLAB INC COMMON STOCK 278865100 919 8000 SH SOLE 8000 0 0 ELECTRO RENT CORP COMMON STOCK 285218103 2664 193429 SH SOLE 193429 0 0 ENSTAR GROUP LIMITED COMSTK US COMMON STOCK g3075p101 5299 38874 SH SOLE 38874 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231g102 2921 31058 SH SOLE 31058 0 0 FARMERS NATIONAL BANC CORP COMMON STOCK 309627107 559 70000 SH SOLE 70000 0 0 FIRST BANK COMMON STOCK 31931U102 1086 176627 SH SOLE 176627 0 0 FIRST BUSINESS FINL SVCSWIS CO COMMON STOCK 319390100 3626 82598 SH SOLE 82598 0 0 FISERV INC COMMON STOCK 337738108 4235 65528 SH SOLE 65528 0 0 FIVE STAR QUALITY CAREINC COMMON STOCK 33832d106 6598 1750194 SH SOLE 1750194 0 0 FLEXSTEEL INDUSTRIES INC COMMON 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