0001225208-16-033602.txt : 20160518 0001225208-16-033602.hdr.sgml : 20160518 20160518155852 ACCESSION NUMBER: 0001225208-16-033602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160517 FILED AS OF DATE: 20160518 DATE AS OF CHANGE: 20160518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSE MARYA M CENTRAL INDEX KEY: 0001238889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 161660480 4 1 doc4.xml X0306 4 2016-05-17 0000026172 CUMMINS INC CMI 0001238889 ROSE MARYA M 500 JACKSON STREET COLUMBUS IN 47201 1 V.P. - CAO Common 2016-05-16 5 G 0 439.0000 0.0000 D 16441.0000 D Common 2016-05-17 4 S 0 850.0000 115.8190 D 15591.0000 D Common 179.6800 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 5450.0000 5450.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 7350.0000 7350.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 10970.0000 10970.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 8190.0000 8190.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 10280.0000 10280.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 22310.0000 22310.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 5220.0000 5220.0000 D The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2016-05-18