X0306
4
2017-06-23
0
0001426800
ASSEMBLY BIOSCIENCES, INC.
ASMB
0001238325
RINGO WILLIAM R
C/O ASSEMBLY BIOSCIENCES, INC.,
11711 N. MERIDIAN STREET, SUITE 310
CARMEL
IN
46032
1
0
0
0
Common Stock
2017-06-23
5
G
0
E
1000
0
D
19465
D
Common Stock
2017-10-16
4
M
0
1000
7.20
A
20465
D
Common Stock
2017-10-16
4
S
0
1000
33.70
D
19465
D
Stock Option (right to buy)
7.20
2017-10-16
4
M
0
1000
0
D
2024-07-10
Common Stock
1000
58000
D
The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016.
/s/ Elizabeth Lacy, Attorney-in-Fact
2017-10-17