0001475246-20-000016.txt : 20200303
0001475246-20-000016.hdr.sgml : 20200303
20200303144643
ACCESSION NUMBER: 0001475246-20-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200302
FILED AS OF DATE: 20200303
DATE AS OF CHANGE: 20200303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DULLUM DAVID A R
CENTRAL INDEX KEY: 0001238279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00704
FILM NUMBER: 20681522
MAIL ADDRESS:
STREET 1: C/O GLADSTONE CAPITAL CORP
STREET 2: 1521 WESTBRANCH DRIVE SUITE 200
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE
CENTRAL INDEX KEY: 0001321741
IRS NUMBER: 830423116
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7032875800
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-03-02
0001321741
GLADSTONE INVESTMENT CORPORATION\DE
GAIN
0001238279
DULLUM DAVID A R
1521 WESTBRANCH DRIVE
SUITE 100
MCLEAN
VA
22102
0
1
0
0
President
Common Stock
2020-03-02
4
P
0
3300
11.86
A
100916
D
Common Stock
1349
I
By Spouse
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.82 to $11.92 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Michael LiCalsi, Attorney-in-fact
2020-03-03