0001238284-16-000003.txt : 20161108
0001238284-16-000003.hdr.sgml : 20161108
20161108131627
ACCESSION NUMBER: 0001238284-16-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161107
FILED AS OF DATE: 20161108
DATE AS OF CHANGE: 20161108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE
CENTRAL INDEX KEY: 0001321741
IRS NUMBER: 830423116
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7032875800
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DULLUM DAVID A R
CENTRAL INDEX KEY: 0001238279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23191
FILM NUMBER: 161980642
MAIL ADDRESS:
STREET 1: C/O GLADSTONE CAPITAL CORP
STREET 2: 1521 WESTBRANCH DRIVE SUITE 200
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-11-07
0001321741
GLADSTONE INVESTMENT CORPORATION\DE
GAIN
0001238279
DULLUM DAVID A R
1521 WESTBRANCH DRIVE
SUITE 100
MCLEAN
VA
22102
0
1
0
0
President
Common Stock
2016-11-07
4
P
0
4000
7.65
A
73565
D
Michael LiCalsi, Attorney-in-fact
2016-11-08