0001225208-12-002531.txt : 20120130
0001225208-12-002531.hdr.sgml : 20120130
20120130195940
ACCESSION NUMBER: 0001225208-12-002531
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120126
FILED AS OF DATE: 20120130
DATE AS OF CHANGE: 20120130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHNALL PETER A
CENTRAL INDEX KEY: 0001238041
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 12557136
BUSINESS ADDRESS:
STREET 1: CAPITAL ONE FINANICAL CORP
STREET 2: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0304
4
2012-01-26
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238041
SCHNALL PETER A
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Chief Risk Officer
Common Stock
2012-01-26
4
M
0
8119.0000
0.0000
A
181245.0000
D
Common Stock
2012-01-26
4
F
0
2490.0000
45.6100
D
178755.0000
D
Common Stock
2012-01-26
4
D
0
8119.0000
45.8100
D
170636.0000
D
Common Stock
2012-01-27
4
F
0
4049.0000
46.0500
D
166587.0000
D
Common Stock
2012-01-29
4
F
0
14221.0000
46.0500
D
152366.0000
D
Restricted Stock Units
0.0000
2012-01-26
4
M
0
8119.0000
0.0000
D
Common Stock
8119.0000
16239.0000
D
On January 26, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.
Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement.
Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement.
Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement.
The amount held was corrected to report the total beneficial holding of the reporting person.
These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter.
Gregory W. Seward (POA on file)
2012-01-30