0001225208-12-002531.txt : 20120130 0001225208-12-002531.hdr.sgml : 20120130 20120130195940 ACCESSION NUMBER: 0001225208-12-002531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120126 FILED AS OF DATE: 20120130 DATE AS OF CHANGE: 20120130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNALL PETER A CENTRAL INDEX KEY: 0001238041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 12557136 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml X0304 4 2012-01-26 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238041 SCHNALL PETER A 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Risk Officer Common Stock 2012-01-26 4 M 0 8119.0000 0.0000 A 181245.0000 D Common Stock 2012-01-26 4 F 0 2490.0000 45.6100 D 178755.0000 D Common Stock 2012-01-26 4 D 0 8119.0000 45.8100 D 170636.0000 D Common Stock 2012-01-27 4 F 0 4049.0000 46.0500 D 166587.0000 D Common Stock 2012-01-29 4 F 0 14221.0000 46.0500 D 152366.0000 D Restricted Stock Units 0.0000 2012-01-26 4 M 0 8119.0000 0.0000 D Common Stock 8119.0000 16239.0000 D On January 26, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement. The amount held was corrected to report the total beneficial holding of the reporting person. These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Gregory W. Seward (POA on file) 2012-01-30