0001225208-11-026610.txt : 20111219 0001225208-11-026610.hdr.sgml : 20111219 20111219170336 ACCESSION NUMBER: 0001225208-11-026610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111215 FILED AS OF DATE: 20111219 DATE AS OF CHANGE: 20111219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNALL PETER A CENTRAL INDEX KEY: 0001238041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 111269811 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml X0304 4 2011-12-15 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238041 SCHNALL PETER A 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Risk Officer Common Stock 2011-12-15 4 M 0 17756.0000 0.0000 A 190907.0000 D Common Stock 2011-12-15 4 D 0 17756.0000 43.4100 D 173151.0000 D Restricted Stock Units 0.0000 2011-12-15 4 M 0 17756.0000 D 2011-12-15 2011-12-15 Common Stock 17756.0000 0.0000 D On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Gregory W. Seward (POA on file) 2011-12-19