-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iwurzga1Kzd1E9QlsVIgeAvb42FII7y0HgJfIDv35/+EtvJevbbjSokg9VYgNBHC AIRw6wcFPIySaon4T+SBIg== 0001225208-10-006750.txt : 20100302 0001225208-10-006750.hdr.sgml : 20100302 20100302201649 ACCESSION NUMBER: 0001225208-10-006750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100301 FILED AS OF DATE: 20100302 DATE AS OF CHANGE: 20100302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNALL PETER A CENTRAL INDEX KEY: 0001238041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 10651278 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml X0303 4 2010-03-01 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238041 SCHNALL PETER A 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Risk Officer Common Stock 2010-03-01 4 M 0 38000 18.28 A 220643 D Common Stock 2010-03-01 4 S 0 38000 37.6 D 182643 D Stock Options 18.28 2010-03-01 4 M 0 38000 37.6 D 2019-01-28 Common Stock 38000 193357 D This transaction was executed pursuant to a trading plan entered into by the reporting person on November 11, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. These shares were sold at prices ranging from $37.43 to $37.71. Information regarding the number of shares sold at each separate price will be provided upon request. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Tangela S. Richter (POA on file) 2010-03-02 -----END PRIVACY-ENHANCED MESSAGE-----