0001225208-15-007742.txt : 20150312 0001225208-15-007742.hdr.sgml : 20150312 20150312180548 ACCESSION NUMBER: 0001225208-15-007742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150310 FILED AS OF DATE: 20150312 DATE AS OF CHANGE: 20150312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINNERAN JOHN G JR CENTRAL INDEX KEY: 0001238033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 15697074 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml X0306 4 2015-03-10 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238033 FINNERAN JOHN G JR 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Gen. Counsel & Corp. Secretary Common Stock 2015-03-10 4 M 0 35139.0000 0.0000 A 139938.0000 D Common Stock 2015-03-10 4 F 0 17886.0000 77.7200 D 122052.0000 D Common Stock 33221.0000 I By Spouse Common Stock 31683.0000 I Finneran/Cotter Children's Trust Performance Share Units 0.0000 2015-03-10 4 M 0 35139.0000 0.0000 D 2015-03-15 Common Stock 35139.0000 0.0000 D These performance shares for the January 31, 2012 grant were settled at the end of a three-year period based on the Company's Adjusted ROA against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 31, 2012 grant. This is authorized in the performance share award agreement. Gregory W. Seward (POA on file) 2015-03-12