0001225208-13-003863.txt : 20130212
0001225208-13-003863.hdr.sgml : 20130212
20130212191709
ACCESSION NUMBER: 0001225208-13-003863
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130210
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINNERAN JOHN G JR
CENTRAL INDEX KEY: 0001238033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 13599024
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0306
4
2013-02-10
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238033
FINNERAN JOHN G JR
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Gen. Counsel & Corp. Secretary
Common Stock
2013-02-10
4
M
0
8872.0000
0.0000
A
122780.0000
D
Common Stock
2013-02-10
4
F
0
3472.0000
57.2700
D
119308.0000
D
Common Stock
2013-02-10
4
D
0
8872.0000
57.8700
D
110436.0000
D
Common Stock
7302.0000
I
By Spouse
Common Stock
83333.0000
I
Finneran/Cotter Children's Trust
Restricted Stock Units
0.0000
2013-02-10
4
M
0
8872.0000
0.0000
D
Common Stock
8872.0000
17745.0000
D
On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.
Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement.
These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter.
Gregory W. Seward (POA on file)
2013-02-12