0001179110-19-000210.txt : 20190103
0001179110-19-000210.hdr.sgml : 20190103
20190103162054
ACCESSION NUMBER: 0001179110-19-000210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANRAHAN PAUL T
CENTRAL INDEX KEY: 0001237644
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 19505759
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaVenture Holdings Ltd
CENTRAL INDEX KEY: 0001422841
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
BUSINESS ADDRESS:
STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1
STREET 2: P.O. BOX 3140, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 813-855-8636
MAIL ADDRESS:
STREET 1: 14400 CARLSON CIRCLE
CITY: TAMPA
STATE: FL
ZIP: 33626
FORMER COMPANY:
FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC
DATE OF NAME CHANGE: 20080104
4
1
edgar.xml
FORM 4 -
X0306
4
2018-12-31
0
0001422841
AquaVenture Holdings Ltd
WAAS
0001237644
HANRAHAN PAUL T
C/O CONYERS CORP. SERVICES (B.V.I.) LTD.
COMMERCE HOUSE, WICKHAMS CAY 1
ROAD TOWN
D8
VG11110
VIRGIN ISLANDS, BRITISH
1
0
0
0
Ordinary Shares
2018-12-31
4
M
0
2035
0
A
18903
D
Deferred Compensation - Phantom Share Unit
2018-12-31
4
M
0
2035.71
0
D
Ordinary Shares
2035.71
0
D
Deferred Compensation - Phantom Share Unit
2019-01-02
4
A
0
734.63
20.01
A
Ordinary Shares
734.63
734.63
D
On December 31, 2018, pursuant to the Issuer's Independent Directors' Deferred Compensation Program (the "Program") which was established under the Issuer's 2016 Share Option and Incentive Plan (the "Plan"), 2,035.71 phantom shares units held by the reporting person vested and were automatically converted into 2,035 ordinary shares of the Issuer, (the "Ordinary Shares"), plus $13.41 in cash in lieu of any fractional Ordinary Shares, based on the Issuer's closing share price as reported on The New York Stock Exchange on December 31, 2018.
Each phantom share unit (which is in the form of a deferred compensation share unit) is the economic equivalent of one ordinary share of the Issuer.
Represents the number of phantom share units credited to the reporting person's deferred account pursuant to the Program. The number of whole and fractional phantom share units credited to the reporting person's deferred account is equal to 120% of the aggregate deferred cash fees that would otherwise be payable on such date divided by the closing price of the Issuer's ordinary shares on the award date.
Whole and fractional phantom share units credited to the reporting person's deferred account shall be settled in ordinary shares and cash, respectively, upon the earlier of the reporting person's death, disability, separation from the board, sale event (as defined in the Plan) or December 31, 2018.
Whole and fractional phantom share units credited to the reporting person's deferred account shall be settled in ordinary shares and cash, respectively, upon the earlier of the reporting person's death, disability, separation from the board, sale event (as defined in the Plan) or December 31, 2020.
/s/ Chad Schafer, attorney-in-fact
2019-01-03