-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1cKTPZzw/aeet0tr4kcJOdZMUPLFcOSSf2jYcEZNvtVrhk/7bkm1qFeZYnwyWPQ UyVwdbhPB+S9JiMeTRqxtQ== 0001019056-08-001327.txt : 20081114 0001019056-08-001327.hdr.sgml : 20081114 20081114150633 ACCESSION NUMBER: 0001019056-08-001327 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HECHT NIKOS CENTRAL INDEX KEY: 0001237606 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12258 FILM NUMBER: 081190418 MAIL ADDRESS: STREET 1: C/O ASPEN ADVISORS LLC STREET 2: 152 W 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 hecht_13f-093008.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 ---------------------- Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nikos Hecht -------------------------------------------------- Address: 314 South Galena Street, Suite 300 -------------------------------------------------- Aspen, CO 81611 -------------------------------------------------- Form 13F File Number: 28-12258 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nikos Hecht -------------------------------------------------- Title: N/A -------------------------------------------------- Phone: 212-698-8006 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Nikos Hecht New York, New York November 14, 2008 - ------------------------- ------------------------ ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 31 --------------- Form 13F Information Table Value Total: $76,388 --------------- (thousands) List of Other Included Managers: None. 2
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ --------- --------- -------- ---------------------- ----------- --------- ----------------------------- VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ --------- --------- -------- ---------- --- ----- ----------- --------- --------- -------- -------- AMBAC FINANCIAL COMMON GROUP INC. STOCK 023139108 7,212 3,095,205 SH SOLE 3,095,205 - ------------------------------------------------------------------------------------------------------------------------------------ AMKOR COMMON TECHNOLOGY INC. STOCK 031652100 250 39,200 SH SOLE 39,200 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON ARVINMERITOR INC. STOCK 43353101 326 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA COMMON CORPORATION STOCK 60505104 478 13,663 SH SOLE 13,663 - ------------------------------------------------------------------------------------------------------------------------------------ BLACKROCK CORPORATE HIGH COMMON YIELD FUND, INC. STOCK 09255L106 1,106 222,100 SH SOLE 222,100 - ------------------------------------------------------------------------------------------------------------------------------------ BLACKROCK CORPORATE HIGH COMMON YIELD FUND III, INC. STOCK 09255M104 1,096 225,600 SH SOLE 225,600 - ------------------------------------------------------------------------------------------------------------------------------------ BLACKROCK CORPORATE HIGH COMMON YIELD FUND V, INC. STOCK 09255N102 2,130 266,200 SH SOLE 266,200 - ------------------------------------------------------------------------------------------------------------------------------------
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FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ --------- --------- -------- ---------------------- ----------- --------- ----------------------------- VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ --------- --------- -------- ---------- --- ----- ----------- --------- --------- -------- -------- BLACKROCK DIVERSIFIED INCOME STRATEGIES COMMON FUND INC STOCK 09255W102 3,655 370,300 SH SOLE 370,300 - ------------------------------------------------------------------------------------------------------------------------------------ BLACKROCK FLOATING RATE INCOME STRATEGIES COMMON FUND, INC. STOCK 09255X100 5,558 505,300 SH SOLE 505,300 - ------------------------------------------------------------------------------------------------------------------------------------ BLACKROCK FLOATING RATE INCOME STRATEGIES COMMON FUND II, INC. STOCK 09255Y108 5,534 493,700 SH SOLE 493,700 - ------------------------------------------------------------------------------------------------------------------------------------ CARAUSTAR COMMON INDUSTRIES, INC. STOCK 140909102 304 202,700 SH SOLE 202,700 - ------------------------------------------------------------------------------------------------------------------------------------ CINCINNATI BELL COMMON INC. NEW STOCK 171871106 291 94,100 SH SOLE 94,100 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON D R HORTON INC. STOCK 23331A109 321 24,650 SH SOLE 24,650 - ------------------------------------------------------------------------------------------------------------------------------------ DEL MONTE FOODS COMMON COMPANY STOCK 24522P103 230 29,550 SH SOLE 29,550 - ------------------------------------------------------------------------------------------------------------------------------------ E*TRADE FINANCIAL COMMON CORPORATION STOCK 269246104 232 82,850 SH SOLE 82,850 - ------------------------------------------------------------------------------------------------------------------------------------
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FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ --------- --------- -------- ---------------------- ----------- --------- ----------------------------- VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ --------- --------- -------- ---------- --- ----- ----------- --------- --------- -------- -------- FIBERTOWER COMMON CORPORATION STOCK 31567R100 19,321 14,001,154 SH SOLE 14,001,154 - ------------------------------------------------------------------------------------------------------------------------------------ GRAPHIC PACKAGING COMMON HOLDING COMPANY STOCK 388689101 389 155,500 SH SOLE 155,500 - ------------------------------------------------------------------------------------------------------------------------------------ HAYES LEMMERZ COMMON INTERNATIONAL STOCK INC. NEW 420781304 23,310 8,538,318 SH SOLE 8,538,318 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON HEALTHSOUTH STOCK CORPORATION NEW 421924309 418 22,700 SH SOLE 22,700 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON KB HOME STOCK 48666K109 301 15,300 SH SOLE 15,300 - ------------------------------------------------------------------------------------------------------------------------------------ NABI COMMON BIOPHARMACEUTICALS STOCK 629519109 489 105,000 SH SOLE 105,000 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON NEOPHARM INC. STOCK 640919106 351 1,592,815 SH SOLE 1,592,815 - ------------------------------------------------------------------------------------------------------------------------------------
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FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ --------- --------- -------- ---------------------- ----------- --------- ----------------------------- VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ --------- --------- -------- ---------- --- ----- ----------- --------- --------- -------- -------- COMMON STOCK NUVELO INC. NEW 67072M301 464 1,053,699 SH SOLE 1,053,699 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON PULTE HOMES INC. STOCK 745867101 349 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON R.H. DONNELLEY STOCK CORP NEW 74955W307 488 245,000 SH SOLE 245,000 - ------------------------------------------------------------------------------------------------------------------------------------ SALLY BEAUTY COMMON HOLDINGS, INC. STOCK 79546E104 165 19,200 SH SOLE 19,200 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON SIX FLAGS INC. STOCK 83001P109 149 216,025 SH SOLE 216,025 - ------------------------------------------------------------------------------------------------------------------------------------ SPECTRUM BRANDS COMMON INC. STOCK 84762L105 233 167,350 SH SOLE 167,350 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON TELIK INC. STOCK 87959M109 468 709,169 SH SOLE 709,169 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON TENNECO INC. STOCK 880349105 744 70,000 SH SOLE 70,000 - ------------------------------------------------------------------------------------------------------------------------------------ COMMON YOUNG STOCK BROADCASTING INC. (Class A) 987434107 26 494,400 SH SOLE 494,400 - ------------------------------------------------------------------------------------------------------------------------------------
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