0001127602-22-006675.txt : 20220224
0001127602-22-006675.hdr.sgml : 20220224
20220224200614
ACCESSION NUMBER: 0001127602-22-006675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220222
FILED AS OF DATE: 20220224
DATE AS OF CHANGE: 20220224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SILVA KEVIN D
CENTRAL INDEX KEY: 0001237581
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 22673791
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-02-22
0001535929
Voya Financial, Inc.
VOYA
0001237581
SILVA KEVIN D
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2022-02-22
4
M
0
24081
0
A
35460
D
Common Stock
2022-02-22
4
F
0
11876
68.32
D
23584
D
Common Stock
2022-02-22
5
G
0
E
1428
0
D
22156
D
Common Stock
2022-02-22
4
M
0
459
0
A
22615
D
Common Stock
2022-02-22
4
F
0
459
68.32
D
22156
D
Common Stock
2022-02-23
4
S
0
12205
68.8009
D
9951
D
Performance Stock Unit
2022-02-22
4
M
0
11852
0
D
Common Stock
15289
24668
D
Restricted Stock Units
2022-02-22
4
M
0
8792
0
D
Common Stock
8792
9166
D
Performance Stock Unit
2022-02-22
4
A
0
11656
0
A
Common Stock
11656
36324
D
Restricted Stock Units
2022-02-22
4
A
0
10003
0
A
Common Stock
10003
19169
D
Restricted Stock Units
2022-02-22
4
M
0
459
0
D
Common Stock
459
18710
D
Performance-Based Stock Options
Common Stock
71174
71174
D
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
This transaction was an in-kind donation to a charitable fund.
FICA tax withholding on the grant of restricted stock units.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
Awarded at 129% of target.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
Each stock unit represents a conditional right to receive one share of the company's common stock.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.
1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.
The options vest based on the conditions set forth in their respective agreements.
Executive Vice President and Chief Human Resources Officer
/s/ Rachel Reid, Attorney-in-Fact
2022-02-24