0001127602-22-006675.txt : 20220224 0001127602-22-006675.hdr.sgml : 20220224 20220224200614 ACCESSION NUMBER: 0001127602-22-006675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220222 FILED AS OF DATE: 20220224 DATE AS OF CHANGE: 20220224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SILVA KEVIN D CENTRAL INDEX KEY: 0001237581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 22673791 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-22 0001535929 Voya Financial, Inc. VOYA 0001237581 SILVA KEVIN D 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2022-02-22 4 M 0 24081 0 A 35460 D Common Stock 2022-02-22 4 F 0 11876 68.32 D 23584 D Common Stock 2022-02-22 5 G 0 E 1428 0 D 22156 D Common Stock 2022-02-22 4 M 0 459 0 A 22615 D Common Stock 2022-02-22 4 F 0 459 68.32 D 22156 D Common Stock 2022-02-23 4 S 0 12205 68.8009 D 9951 D Performance Stock Unit 2022-02-22 4 M 0 11852 0 D Common Stock 15289 24668 D Restricted Stock Units 2022-02-22 4 M 0 8792 0 D Common Stock 8792 9166 D Performance Stock Unit 2022-02-22 4 A 0 11656 0 A Common Stock 11656 36324 D Restricted Stock Units 2022-02-22 4 A 0 10003 0 A Common Stock 10003 19169 D Restricted Stock Units 2022-02-22 4 M 0 459 0 D Common Stock 459 18710 D Performance-Based Stock Options Common Stock 71174 71174 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. This transaction was an in-kind donation to a charitable fund. FICA tax withholding on the grant of restricted stock units. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Awarded at 129% of target. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Each stock unit represents a conditional right to receive one share of the company's common stock. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. The options vest based on the conditions set forth in their respective agreements. Executive Vice President and Chief Human Resources Officer /s/ Rachel Reid, Attorney-in-Fact 2022-02-24