0000950138-14-000265.txt : 20140307 0000950138-14-000265.hdr.sgml : 20140307 20140307185654 ACCESSION NUMBER: 0000950138-14-000265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140305 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Express Scripts Holding Co. CENTRAL INDEX KEY: 0001532063 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 452884094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EXPRESS WAY CITY: ST. LOUIS STATE: MO ZIP: 63121 BUSINESS PHONE: 314-996-0900 MAIL ADDRESS: STREET 1: ONE EXPRESS WAY CITY: ST. LOUIS STATE: MO ZIP: 63121 FORMER COMPANY: FORMER CONFORMED NAME: Aristotle Holding, Inc. DATE OF NAME CHANGE: 20111005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNBERG SEYMOUR CENTRAL INDEX KEY: 0001235686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35490 FILM NUMBER: 14678808 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-03-05 0001532063 Express Scripts Holding Co. ESRX 0001235686 STERNBERG SEYMOUR C/O EXPRESS SCRIPTS HOLDING COMPANY ONE EXPRESS WAY ST. LOUIS MO 63121 1 0 0 0 Common Stock 2014-03-05 4 M 0 13128 30.83 A 16406 D Common Stock 2014-03-05 4 S 0 13128 76.501 D 3278 D Common Stock 33504 I By GRAT Common Stock 2758 I By Spouse Trust Non-Qualified Stock Option (Right-to-Buy) 30.83 2014-03-05 4 M 0 13128 D 2016-05-27 Express Scripts Holding Company Common Stock 13128 0 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.481 to $76.525, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. 16,831 shares previously reported as held in a grantor retained annuity trust (GRAT), and indirectly beneficially owned by Reporting Person, were transferred on June 18, 2013 by the GRAT to, and were directly owned by, Reporting Person. On December 12, 2013, 33,504 shares directly owned by Reporting Person were transferred to a new GRAT. Grant of stock options pursuant to the Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three (3) equal installments on May 1, 2010, May 1, 2011, and May 1, 2012. /s/ Martin P. Akins, as Attorney-in-Fact for Seymour Sternberg 2014-03-07