0000950138-14-000265.txt : 20140307
0000950138-14-000265.hdr.sgml : 20140307
20140307185654
ACCESSION NUMBER: 0000950138-14-000265
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140305
FILED AS OF DATE: 20140307
DATE AS OF CHANGE: 20140307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Express Scripts Holding Co.
CENTRAL INDEX KEY: 0001532063
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912]
IRS NUMBER: 452884094
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE EXPRESS WAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63121
BUSINESS PHONE: 314-996-0900
MAIL ADDRESS:
STREET 1: ONE EXPRESS WAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63121
FORMER COMPANY:
FORMER CONFORMED NAME: Aristotle Holding, Inc.
DATE OF NAME CHANGE: 20111005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERNBERG SEYMOUR
CENTRAL INDEX KEY: 0001235686
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35490
FILM NUMBER: 14678808
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-03-05
0001532063
Express Scripts Holding Co.
ESRX
0001235686
STERNBERG SEYMOUR
C/O EXPRESS SCRIPTS HOLDING COMPANY
ONE EXPRESS WAY
ST. LOUIS
MO
63121
1
0
0
0
Common Stock
2014-03-05
4
M
0
13128
30.83
A
16406
D
Common Stock
2014-03-05
4
S
0
13128
76.501
D
3278
D
Common Stock
33504
I
By GRAT
Common Stock
2758
I
By Spouse Trust
Non-Qualified Stock Option (Right-to-Buy)
30.83
2014-03-05
4
M
0
13128
D
2016-05-27
Express Scripts Holding Company Common Stock
13128
0
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.481 to $76.525, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
16,831 shares previously reported as held in a grantor retained annuity trust (GRAT), and indirectly beneficially owned by Reporting Person, were transferred on June 18, 2013 by the GRAT to, and were directly owned by, Reporting Person. On December 12, 2013, 33,504 shares directly owned by Reporting Person were transferred to a new GRAT.
Grant of stock options pursuant to the Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three (3) equal installments on May 1, 2010, May 1, 2011, and May 1, 2012.
/s/ Martin P. Akins, as Attorney-in-Fact for Seymour Sternberg
2014-03-07