0001209191-21-071260.txt : 20211227 0001209191-21-071260.hdr.sgml : 20211227 20211227163214 ACCESSION NUMBER: 0001209191-21-071260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211223 FILED AS OF DATE: 20211227 DATE AS OF CHANGE: 20211227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOKICH MICHAEL J CENTRAL INDEX KEY: 0001235611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38848 FILM NUMBER: 211520958 MAIL ADDRESS: STREET 1: C/O STERIS CORP STREET 2: 5960 HEISLEY RD CITY: MENTOR STATE: OH ZIP: 44060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS plc CENTRAL INDEX KEY: 0001757898 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: 35312322000 MAIL ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: STERIS Ltd DATE OF NAME CHANGE: 20181101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-23 0 0001757898 STERIS plc STE 0001235611 TOKICH MICHAEL J C/O 70 SIR JOHN ROGERSON'S QUAY DUBLIN L2 2 IRELAND 0 1 0 0 Sr. Vice Pres., CFO Ordinary Shares 2021-12-23 4 M 0 30000 69.72 A 76444 D Ordinary Shares 2021-12-23 4 S 0 30000 240.00 D 46444 D Ordinary Shares 3484 I See Footnote Below Employee Stock Option (right to buy) 69.72 2021-12-23 4 M 0 30000 0.00 A 2026-06-01 Ordinary Shares 30000 0 D 12,340 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,240 on May 31, 2022; 2,780 on May 31, 2023; 2,452 on June 3, 2024; 1,719 on June 3, 2024; 432 on October 1, 2024; 573 on June 2, 2025 and 144 on October 1, 2025. This exercise of stock options and sale of a total of 30,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 4, 2021. Price reflects a weighted average sale price for multiple transactions ranging from $240.00 to $240.04 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Units representing 3,484 ordinary share equivalents are held on behalf of the Reporting Person under the STERIS Corporation 401(k) Plan as of December 23, 2021. This option to purchase 30,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 30,000 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2021-12-27