0001179110-16-029448.txt : 20160908
0001179110-16-029448.hdr.sgml : 20160908
20160908170306
ACCESSION NUMBER: 0001179110-16-029448
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160906
FILED AS OF DATE: 20160908
DATE AS OF CHANGE: 20160908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dudley Gardner H
CENTRAL INDEX KEY: 0001621432
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 161876922
MAIL ADDRESS:
STREET 1: C/O LIQUIDITY SERVICES, INC.
STREET 2: 1920 L STREET, N.W., 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
4
1
edgar.xml
FORM 4 -
X0306
4
2016-09-06
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001621432
Dudley Gardner H
C/O LIQUIDITY SERVICES, INC.
1920 L STREET, N.W., 6TH FLOOR
WASHINGTON
DC
20036
0
1
0
0
Pres, Capital Assets Group
Common Stock
2016-09-06
4
S
0
5000
10.22
D
10352
D
Employee Stock Option
13.35
2020-06-16
Common Stock
3188
3188
D
Employee Stock Grant
15.47
2020-11-30
Common Stock
2211
2211
D
Employee Stock Grant
38.09
2022-11-16
Common Stock
625
625
D
Employee Stock Grant
38.09
2022-11-16
Common Stock
2500
2500
D
Employee Stock Grant
21.99
2023-11-27
Common Stock
831
831
D
Employee Stock Grant
21.99
2023-11-27
Common Stock
1661
1661
D
Employee Stock Option
21.99
2023-11-27
Common Stock
3519
3519
D
Employee Stock Option
21.99
2023-11-27
Common Stock
3519
3519
D
Employee Stock Grant
13.57
2024-05-14
Common Stock
11054
11054
D
Employee Stock Grant
12.57
2024-10-27
Common Stock
18750
18750
D
Employee Stock Grant
10.41
2024-10-01
Common Stock
36436
30364
D
Employee Stock Grant
10.41
2024-10-01
Common Stock
12146
12146
D
Employee Stock Option
10.41
2024-10-01
Common Stock
7338
7338
D
Employee Stock Option
10.41
2024-10-01
Common Stock
1834
1834
D
Employee Stock Grant
6.63
2025-10-01
Common Stock
20515
20515
D
Employee Stock Grant
6.63
2025-10-01
Common Stock
5129
5129
D
Employee Stock Option
6.63
2025-10-01
Common Stock
11245
11245
D
Employee Stock Option
6.63
2025-10-01
Common Stock
2811
2811
D
These options became fully vested on June 1, 2014.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
The restricted stares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.
Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant will vest on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant will vest on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
/s/ Mark A. Shaffer, by power of attorney
2016-09-08