0001179110-15-013749.txt : 20151002
0001179110-15-013749.hdr.sgml : 20151002
20151002200137
ACCESSION NUMBER: 0001179110-15-013749
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151002
FILED AS OF DATE: 20151002
DATE AS OF CHANGE: 20151002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Angrick William P III
CENTRAL INDEX KEY: 0001352618
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 151141892
MAIL ADDRESS:
STREET 1: C/O LIQUIDITY SERVICES, INC.
STREET 2: 1920 L STREET, N.W., 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
4
1
edgar.xml
FORM 4 -
X0306
4
2015-10-02
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001352618
Angrick William P III
C/O LIQUIDITY SERVICES, INC.
1920 L STREET, N.W., 6TH FLOOR
WASHINGTON
DC
20036
1
1
1
0
Chairman of the Board and CEO
Common Stock
2015-10-02
4
S
0
24561
7.23
D
0
D
Common Stock
3655842
I
By the William P. Angrick III Revocable Trust
Common Stock
873379
I
By the William P. Angrick III 2005 Irrevocable Trust
Common Stock
575513
I
By the Stephanie S. Angrick 2005 Irrevocable Trust
Common Stock
114699
I
By the Stephanie S. Angrick Revocable Trust
Employee Stock Grant
10.41
2024-10-01
Common Stock
36999
36999
D
Employee Stock Grant
10.41
2024-10-01
Common Stock
49332
49332
D
Employee Stock Option
11.45
2024-10-01
Common Stock
29980
29980
D
Employee Stock Option
11.45
2024-10-01
Common Stock
29980
29980
D
Employee Stock Grant
21.99
2023-10-01
Common Stock
11359
11359
D
Employee Stock Grant
21.99
2023-10-01
Common Stock
22716
22716
D
Employee Stock Option
24.19
2023-10-01
Common Stock
48122
48122
D
Employee Stock Option
24.19
2023-10-01
Common Stock
48121
48121
D
Employee Stock Grant
46.72
2022-10-01
Common Stock
2120
2120
D
Employee Stock Option
46.72
2022-10-01
Common Stock
14695
14695
D
Employee Stock Option
37.72
2021-10-01
Common Stock
32139
32139
D
Employee Stock Option
17.02
2020-10-01
Common Stock
8641
8641
D
Employee Stock Grant
17.02
2020-10-01
Common Stock
11053
11053
D
Employee Stock Option
9.96
2019-10-01
Common Stock
4568
4568
D
These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
These shares are held in a trust for the benefit of the reporting person's spouse, who is also trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These options became fully vested on October 1, 2015.
These options became fully vested on October 1, 2014.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
These options became fully vested on October 1, 2013.
/s/ James E. Williams, by power of attorney
2015-10-02