0001179110-14-008299.txt : 20140513
0001179110-14-008299.hdr.sgml : 20140513
20140513171335
ACCESSION NUMBER: 0001179110-14-008299
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140509
FILED AS OF DATE: 20140513
DATE AS OF CHANGE: 20140513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rallo James M
CENTRAL INDEX KEY: 0001352659
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 14838353
MAIL ADDRESS:
STREET 1: C/O LIQUIDITY SERVICES INC.
STREET 2: 1920 L STREET, N.W., 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
4
1
edgar.xml
FORM 4 -
X0306
4
2014-05-09
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001352659
Rallo James M
C/O LIQUIDITY SERVICES, INC.
1920 L STREET, N.W., 6TH FLOOR
WASHINGTON
DC
20036
0
1
0
0
CFO, Treasurer, President RSCG
Common Stock
2014-05-09
4
P
0
8000
12.20
A
8000
I
By James M. Rallo IRA
Common Stock
2014-05-09
4
P
0
7885
12.20
A
7885
I
By Kimberly Rallo IRA
Common Stock
2014-05-09
4
P
0
4625
12.20
A
4625
I
By Kimberly Rallo SIMPLE IRA
Common Stock
2014-05-09
4
P
0
685
12.20
A
685
I
By James M. Rallo Cust. Michael Rallo MD UTMA
Common Stock
2014-05-09
4
P
0
460
12.20
A
460
I
By James M. Rallo Cust. Melissa Rallo MD UTMA
Common Stock
2014-05-12
4
P
0
14065
13.06
A
14065
I
By James M. Rallo 401k
Employee Stock Option
7.48
2018-10-01
Common Stock
2338
2338
D
Employee Stock Grant
15.47
2020-10-01
Common Stock
4172
4172
D
Employee Stock Option
15.47
2020-10-01
Common Stock
6678
6678
D
Employee Stock Grant
15.47
2020-10-01
Common Stock
5526
5526
D
Employee Stock Grant
31.11
2021-10-01
Common Stock
3723
3723
D
Employee Stock Option
31.11
2021-10-01
Common Stock
12358
12358
D
Employee Stock Grant
38.09
2022-10-01
Common Stock
3753
3753
D
Employee Stock Grant
38.09
2022-10-01
Common Stock
5003
5003
D
Employee Stock Option
38.09
2022-10-01
Common Stock
3335
3335
D
Employee Stock Option
38.09
2022-10-01
Common Stock
3335
3335
D
Employee Stock Grant
29.47
2023-07-18
Common Stock
12216
12216
D
Employee Stock Grant
29.47
2023-07-18
Common Stock
28503
28503
D
Employee Stock Option
29.47
2023-07-18
Common Stock
24871
24871
D
Employee Stock Option
29.47
2023-07-18
Common Stock
58031
58031
D
Employee Stock Grant
21.99
2023-10-01
Common Stock
4692
4692
D
Employee Stock Grant
21.99
2023-10-01
Common Stock
4691
4691
D
Employee Stock Option
21.99
2023-10-01
Common Stock
9938
9938
D
Employee Stock Option
21.99
2023-10-01
Common Stock
9938
9938
D
Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant will vest on July 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on July 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant will vest on July 18, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant will vest on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant will vest on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
/s/ James E. Williams, by power of attorney
2014-05-13