0001179110-12-014872.txt : 20121003
0001179110-12-014872.hdr.sgml : 20121003
20121003175818
ACCESSION NUMBER: 0001179110-12-014872
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121001
FILED AS OF DATE: 20121003
DATE AS OF CHANGE: 20121003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roy G Cayce
CENTRAL INDEX KEY: 0001294242
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 121127817
MAIL ADDRESS:
STREET 1: C/O LIQUIDITY SERVICES, INC.
STREET 2: 1920 L ST., NW 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
4
1
edgar.xml
FORM 4 -
X0306
4
2012-10-01
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001294242
Roy G Cayce
C/O LIQUIDITY SERVICES, INC.
1920 L STREET, N.W., 6TH FLOOR
WASHINGTON
DC
20036
0
1
0
0
Exec. VP/Pres. Asset Recovery
Common Stock
2012-10-01
4
S
0
5706
50.37
D
0
D
Employee Stock Grant
31.11
2021-10-01
Common Stock
3528
3528
D
Employee Stock Option
31.11
2021-10-01
Common Stock
7806
7806
D
Employee Stock Grant
15.47
2020-10-01
Common Stock
4350
4350
D
Employee Stock Option
15.47
2020-10-01
Common Stock
7856
7856
D
Employee Stock Grant
15.47
2020-10-01
Common Stock
16384
16384
D
Restricted Stock Grant
9.05
2019-10-01
Common Stock
2356
2356
D
Employee Stock Option
9.05
2019-10-01
Common Stock
10355
10355
D
Employee Stock Option
10.82
2018-07-30
Common Stock
320000
320000
D
Employee Stock Option
10.82
2018-07-30
Common Stock
32611
32611
D
Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2010 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2010 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's Asset Recovery Division's achievement of certain financial milestones.
These options became fully vested on August 25, 2012.
/s/ James E. Williams, by power of attorney
2012-10-03