0001179110-12-014872.txt : 20121003 0001179110-12-014872.hdr.sgml : 20121003 20121003175818 ACCESSION NUMBER: 0001179110-12-014872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121001 FILED AS OF DATE: 20121003 DATE AS OF CHANGE: 20121003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roy G Cayce CENTRAL INDEX KEY: 0001294242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 121127817 MAIL ADDRESS: STREET 1: C/O LIQUIDITY SERVICES, INC. STREET 2: 1920 L ST., NW 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 4 1 edgar.xml FORM 4 - X0306 4 2012-10-01 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001294242 Roy G Cayce C/O LIQUIDITY SERVICES, INC. 1920 L STREET, N.W., 6TH FLOOR WASHINGTON DC 20036 0 1 0 0 Exec. VP/Pres. Asset Recovery Common Stock 2012-10-01 4 S 0 5706 50.37 D 0 D Employee Stock Grant 31.11 2021-10-01 Common Stock 3528 3528 D Employee Stock Option 31.11 2021-10-01 Common Stock 7806 7806 D Employee Stock Grant 15.47 2020-10-01 Common Stock 4350 4350 D Employee Stock Option 15.47 2020-10-01 Common Stock 7856 7856 D Employee Stock Grant 15.47 2020-10-01 Common Stock 16384 16384 D Restricted Stock Grant 9.05 2019-10-01 Common Stock 2356 2356 D Employee Stock Option 9.05 2019-10-01 Common Stock 10355 10355 D Employee Stock Option 10.82 2018-07-30 Common Stock 320000 320000 D Employee Stock Option 10.82 2018-07-30 Common Stock 32611 32611 D Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months. Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Twenty-five percent of this restricted stock grant vested on October 1, 2010 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Twenty-five percent of this option grant vested on October 1, 2010 and thereafter 1/48th of the option grant will vest each month for thirty-six months. This option becomes exercisable, if at all, based on the Issuer's Asset Recovery Division's achievement of certain financial milestones. These options became fully vested on August 25, 2012. /s/ James E. Williams, by power of attorney 2012-10-03