0001179110-12-008511.txt : 20120516 0001179110-12-008511.hdr.sgml : 20120516 20120516172532 ACCESSION NUMBER: 0001179110-12-008511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120514 FILED AS OF DATE: 20120516 DATE AS OF CHANGE: 20120516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mateus-Tique Jaime CENTRAL INDEX KEY: 0001352656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 12849706 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W., 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 4 1 edgar.xml FORM 4 - X0305 4 2012-05-14 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001352656 Mateus-Tique Jaime C/O LIQUIDITY SERVICES, INC. 1920 L STREET, N.W., 6TH FLOOR WASHINGTON DC 20036 1 0 0 0 Common Stock 2012-05-14 4 S 0 30000 62.99 D 155262 I By the Em El 2007 Irrevocable Trust Common Stock 2012-05-15 4 S 0 30000 62.02 D 125262 I By the Em El 2007 Irrevocable Trust Common Stock 159394 D Common Stock 1 I By the Jaime Mateus-Tique 2005 Irrevocable Trust Employee Stock Option 42.31 2022-02-01 Common Stock 5328 5328 D Restricted Stock Grant 42.31 2022-02-01 Common Stock 851 851 D Employee Stock Option 14.30 2021-03-01 Common Stock 15012 15012 D Employee Stock Option 11.77 2020-02-01 Common Stock 18612 18612 D Employee Stock Option 12.02 2017-10-01 Common Stock 76000 76000 D Employee Stock Option 17.63 2016-09-21 Common Stock 75000 75000 D Employee Stock Option 7.00 2015-12-21 Common Stock 30000 30000 D These options have a one-year vesting period such that 100% of this option grant will vest on Feburary 1, 2013. These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on Feburary 1, 2013. These options became fully vested on February 1, 2012. These options became fully vested on February 1, 2011. Twenty-five percent of this option grant vested on October 1, 2009 and thereafter 1/48th of the option grant will vest each month for thirty-six months. These options became fully vested on September 21, 2010. These options became fully vested on April 19, 2006. /s/ James E. Williams, by power of attorney 2012-05-16