0001144204-15-014248.txt : 20150305 0001144204-15-014248.hdr.sgml : 20150305 20150305163020 ACCESSION NUMBER: 0001144204-15-014248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150303 FILED AS OF DATE: 20150305 DATE AS OF CHANGE: 20150305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENDOCYTE INC CENTRAL INDEX KEY: 0001235007 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 KENT AVE STE A1-100 CITY: WEST LAFAYETTE STATE: IN ZIP: 47906 BUSINESS PHONE: 7654637175 MAIL ADDRESS: STREET 1: 3000 KENT AVE STE A1-100 CITY: WEST LAFAYETTE STATE: IN ZIP: 47906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nguyen Binh CENTRAL INDEX KEY: 0001523662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35050 FILM NUMBER: 15677715 MAIL ADDRESS: STREET 1: 3000 KENT AVENUE STREET 2: SUITE A1-100 CITY: WEST LAFAYETTE STATE: IN ZIP: 47906 4 1 v403743_4.xml OWNERSHIP DOCUMENT X0306 4 2015-03-03 0 0001235007 ENDOCYTE INC ECYT 0001523662 Nguyen Binh 3000 KENT AVE, SUITE A1-100 WEST LAFAYETTE IN 47906 0 1 0 0 VP of Medical Affairs Common Stock 2015-03-03 4 M 0 40000 3.55 A 58242 D Common Stock 2015-03-03 4 S 0 29883 5.7888 D 28359 D Stock Option (right to buy) 3.55 2015-03-03 4 M 0 40000 0 D 2022-02-28 Common Stock 40000 20000 D Shares sold to cover option exercise cost, taxes and fees. Represents the sale of 29,883 shares in multiple transactions, ranging in price from $5.72 to $5.91 per share, resulting in a weighted average sale price of $5.7888. The reporting person will provide, upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each price within the range. Shares subject to the option vest annually over a four (4) year period beginning on March 1, 2013. /s/ Michael A. Sherman, Attorney-in-fact for Binh Nguyen (power of attorney previously filed) 2015-03-05