0001144204-15-006840.txt : 20150206 0001144204-15-006840.hdr.sgml : 20150206 20150206200019 ACCESSION NUMBER: 0001144204-15-006840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150204 FILED AS OF DATE: 20150206 DATE AS OF CHANGE: 20150206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENDOCYTE INC CENTRAL INDEX KEY: 0001235007 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 KENT AVE STE A1-100 CITY: WEST LAFAYETTE STATE: IN ZIP: 47906 BUSINESS PHONE: 7654637175 MAIL ADDRESS: STREET 1: 3000 KENT AVE STE A1-100 CITY: WEST LAFAYETTE STATE: IN ZIP: 47906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brinkley Michael A. CENTRAL INDEX KEY: 0001579573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35050 FILM NUMBER: 15586435 MAIL ADDRESS: STREET 1: C/O ENDOCYTE, INC. STREET 2: 3000 KENT AVENUE, SUITE A1-100 CITY: WEST LAFAYETTE STATE: IN ZIP: 47906 4 1 v400754_4.xml OWNERSHIP DOCUMENT X0306 4 2015-02-04 0 0001235007 ENDOCYTE INC ECYT 0001579573 Brinkley Michael A. 3000 KENT AVE, SUITE A1-100 WEST LAFAYETTE IN 47906 0 1 0 0 VP OF QUALITY Common Stock 2015-02-04 4 A 0 5000 0 A 11515 D Common Stock 2015-02-06 4 F 0 579 5.14 D 10936 D Stock Option (right to buy) 5.10 2015-02-04 4 A 0 30000 0 A 2025-02-04 Common Stock 30000 30000 D Represents restricted stock units that will vest and be paid 1/3 annually over a period of 3 years beginning on February 4, 2016, in the form of one share of common stock for each restricted stock unit. Includes 265 shares acquired under the Endocyte, Inc. 2010 Employee Stock Purchase Plan on June 15, 2014. Represents shares withheld to satisfy tax withholding obligations associated with the settlement of 1,562 restricted stock units in the form of Company common stock on a one-for-one basis on February 6, 2015. Shares subject to the option vest 1/3 annually over a period of 3 years beginning on February 4, 2016. /s/ Michael A. Sherman, Attorney-in-fact for Michael A. Brinkley (power of attorney previously filed) 2015-02-06