0001633978-17-000041.txt : 20170517
0001633978-17-000041.hdr.sgml : 20170517
20170517194432
ACCESSION NUMBER: 0001633978-17-000041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170515
FILED AS OF DATE: 20170517
DATE AS OF CHANGE: 20170517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOWE ALAN S
CENTRAL INDEX KEY: 0001234673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 17853219
MAIL ADDRESS:
STREET 1: 46897 BAYSIDE PARKWAY
CITY: FREMONT
STATE: CA
ZIP: 94538
4
1
wf-form4_149506465602584.xml
FORM 4
X0306
4
2017-05-15
0
0001633978
Lumentum Holdings Inc.
LITE
0001234673
LOWE ALAN S
C/O LUMENTUM
400 NORTH MCCARTHY BLVD
MILPITAS
CA
95035
0
1
0
0
CEO and President
Common Stock
2017-05-15
4
M
0
12783
0
A
153439
D
Common Stock
2017-05-16
4
F
0
6829
53.31
D
147116
D
Common Stock
2017-05-17
4
S
0
5954
54.2879
D
141162
D
Restricted Stock Units
0.0
2017-05-15
4
M
0
12783
0
D
2017-05-15
Common Stock
12783.0
63915
D
Each unit converts upon vesting into one share of common stock.
Includes 506 shares purchased on May 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP).
Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.
The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.00 to $55.25. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Restricted Stock Units have no expiration date.
/s/ Judy G Hamel as Attorney-in-Fact
2017-05-17