0001633978-17-000041.txt : 20170517 0001633978-17-000041.hdr.sgml : 20170517 20170517194432 ACCESSION NUMBER: 0001633978-17-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170515 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWE ALAN S CENTRAL INDEX KEY: 0001234673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 17853219 MAIL ADDRESS: STREET 1: 46897 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_149506465602584.xml FORM 4 X0306 4 2017-05-15 0 0001633978 Lumentum Holdings Inc. LITE 0001234673 LOWE ALAN S C/O LUMENTUM 400 NORTH MCCARTHY BLVD MILPITAS CA 95035 0 1 0 0 CEO and President Common Stock 2017-05-15 4 M 0 12783 0 A 153439 D Common Stock 2017-05-16 4 F 0 6829 53.31 D 147116 D Common Stock 2017-05-17 4 S 0 5954 54.2879 D 141162 D Restricted Stock Units 0.0 2017-05-15 4 M 0 12783 0 D 2017-05-15 Common Stock 12783.0 63915 D Each unit converts upon vesting into one share of common stock. Includes 506 shares purchased on May 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Sale of shares pursuant to 10b5-1 plan dated 5/31/2016. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.00 to $55.25. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Restricted Stock Units have no expiration date. /s/ Judy G Hamel as Attorney-in-Fact 2017-05-17