0001633978-16-000136.txt : 20161122
0001633978-16-000136.hdr.sgml : 20161122
20161122191734
ACCESSION NUMBER: 0001633978-16-000136
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161120
FILED AS OF DATE: 20161122
DATE AS OF CHANGE: 20161122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOWE ALAN S
CENTRAL INDEX KEY: 0001234673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 162014544
MAIL ADDRESS:
STREET 1: 46897 BAYSIDE PARKWAY
CITY: FREMONT
STATE: CA
ZIP: 94538
4
1
wf-form4_147986024177042.xml
FORM 4
X0306
4
2016-11-20
0
0001633978
Lumentum Holdings Inc.
LITE
0001234673
LOWE ALAN S
C/O LUMENTUM
400 NORTH MCCARTHY BLVD
MILPITAS
CA
95035
0
1
0
0
CEO and President
Common Stock
2016-11-20
4
M
0
2285
0
A
148162
D
Common Stock
2016-11-20
4
F
0
1192
42.20
D
146970
D
Common Stock
2016-11-22
4
S
0
1093
40.50
D
145877
D
Restricted Stock Units
0.0
2016-11-20
4
M
0
2285
0
D
2016-11-20
Common Stock
2285.0
6857
D
Each unit converts upon vesting into one share of common stock.
These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.
Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.
Restricted Stock Units have no expiration date.
/s/ Judy G Hamel as Attorney-in-Fact
2016-11-22