0001181431-12-065615.txt : 20121218 0001181431-12-065615.hdr.sgml : 20121218 20121218165540 ACCESSION NUMBER: 0001181431-12-065615 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121214 FILED AS OF DATE: 20121218 DATE AS OF CHANGE: 20121218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWE JOHN E CENTRAL INDEX KEY: 0001234262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 121271940 MAIL ADDRESS: STREET 1: 600 N DAIRY ASHFORD CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 4 1 rrd364054.xml 2012.12.14 LOWE FORM 4 X0306 4 2012-12-14 0 0001534701 Phillips 66 PSX 0001234262 LOWE JOHN E 3010 BRIARPARK DRIVE HOUSTON TX 77042 1 0 0 0 Common Stock 2012-12-14 4 M 0 40994 35.38 A 102946 D Common Stock 2012-12-14 4 S 0 40994 52.00 D 61952.0000 D Stock Units 35.38 2012-12-14 4 M 0 40994 0 D 2012-12-14 Common Stock 40994 0 D On December 14, 2012, the restrictions on these performance stock units lapsed and they converted to shares of common stock on a 1-for-1 basis. In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock units were adjusted so that the holders hold vested stock units for both Phillips 66 common stock and ConocoPhillips common stock. Phillips 66 and ConocoPhillips stock units received, when combined, will generally perserve the intrinsic value of each original stock unit. These stock units do not have an expiration date. Grant F. Adamson, by power of attorney filed on May 1, 2012 2012-12-18