0001193125-13-186305.txt : 20130430 0001193125-13-186305.hdr.sgml : 20130430 20130430134958 ACCESSION NUMBER: 0001193125-13-186305 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130430 DATE AS OF CHANGE: 20130430 EFFECTIVENESS DATE: 20130430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRUNER HARRY CENTRAL INDEX KEY: 0001233709 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15397 FILM NUMBER: 13796179 MAIL ADDRESS: STREET 1: JMI EQUITY STREET 2: 100 INTERNATIONAL DRIVE, STE 19100 CITY: BALTIMORE STATE: MD ZIP: 21202 13F-HR 1 d529770d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [_]; Amendment Number:__________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Harry S. Gruner Address: c/o JMI Management, Inc. 100 International Drive Suite 19100 Baltimore, Maryland 21202 Form 13F File Number: 28-15397 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harry S. Gruner Title: Co-Trustee Phone: 410-951-0200 Signature, Place, and Date of Signing: /s/ Harry S. Gruner Baltimore, Maryland April 29, 2013 -------------------- Report Type (Check only one.) [X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_]13F COMBINATION REPORT. (Check here if a portion of the holdings of this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) List of other managers reporting for this manager: Form 13F File Number Name 28-15399 Paul V. Barber 28-15392 Charles E. Noell III FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 10 Form 13F Information Table Value Total: $610,653 (x 1000) List of Other Included Managers: Provide a numbered list of name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No.. Form 13F File Number Name 1 28-15399 Paul V. Barber 2 28-15392 Charles E. Noell III
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------ ------------------------ Shares/ Sh/ Put/ Investment Other Voting Authority Value Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None -------------- -------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ---- SERVICENOW COM 81762P102 341,961 9,446,463 SH Defined 1,2 9,446,463 SERVICENOW COM 81762P102 85,490 2,361,616 SH Defined 1,2 2,361,616 SERVICENOW COM 81762P102 19,806 547,129 SH Defined 1,2 547,129 SERVICENOW COM 81762P102 4,951 136,783 SH Defined 1,2 136,783 SERVICENOW COM 81762P102 90,636 2,503,758 SH Defined 1,2 2,503,758 SERVICENOW COM 81762P102 22,659 625,940 SH Defined 1,2 625,940 SERVICENOW COM 81762P102 7,177 198,271 SH Defined 1,2 198,271 SERVICENOW COM 81762P102 1,794 49,568 SH Defined 1,2 49,568 SERVICENOW COM 81762P102 28,941 799,486 SH Sole 799,486 SERVICENOW COM 81762P102 7,235 199,872 SH Defined 1,2 199,872