-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JguhU8fWrUNcl0fKsJgjG04WRn2NEiYpLmd+ud/t9bjsYztdFNs7Agq5uXPmygf6 FxOOcLbhmABi2/3GN5JJmQ== 0000919574-09-016278.txt : 20091116 0000919574-09-016278.hdr.sgml : 20091116 20091113183957 ACCESSION NUMBER: 0000919574-09-016278 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. CENTRAL INDEX KEY: 0001233563 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11249 FILM NUMBER: 091183126 BUSINESS ADDRESS: STREET 1: C/O INTERNATIONAL FUND SERVICES LIMITED STREET 2: THIRD FL, BISHOP'S SQUARE REDMOND'S HILL CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: 2125216972 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL FUND SERVICES LIMITED STREET 2: THIRD FL, BISHOP'S SQUARE REDMOND'S HILL CITY: DUBLIN 2 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: HARBERT DISTRESSED INVESTMENT MASTER FUND LTD DATE OF NAME CHANGE: 20030516 13F-HR 1 d1045599_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Harbinger Capital Partners Master Fund I, Ltd.* Address: c/o International Fund Services (Ireland) Limited Third Floor, Bishop's Square Redmond's Hill, Dublin 2, Ireland 13F File Number: 028-11249 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. *NOTE: CERTAIN OF THE SECURITIES (THE "SECURITIES") OF THE REPORTING PERSON WERE HELD IN AN ACCOUNT AT LEHMAN BROTHERS INTERNATIONAL (EUROPE) ("LBIE"). ON SEPTEMBER 15, 2008, LBIE WAS PLACED INTO ADMINISTRATION UNDER UNITED KINGDOM LAW AND FOUR PARTNERS OF PRICEWATERHOUSECOOPERS LLP WERE APPOINTED AS JOINT ADMINISTRATORS (THE "JOINT ADMINISTRATORS"). THE JOINT ADMINISTRATORS HAVE ADVISED THAT CERTAIN OF THE SECURITIES WERE REHYPOTHECATED. THE REPORTING PERSON DETERMINED IN OCTOBER 2009 THAT REHYPOTHECATED SECURITIES WILL NOT BE RECOVERABLE. THE JOINT ADMINISTRATORS HAVE PROPOSED A FRAMEWORK WHICH, IF APPROVED, WOULD ENTITLE CUSTOMERS TO A CLAIM FOR THE REHYPOTHECATED SECURITIES VALUED AS OF THE CLOSE OF THE MARKET ON SEPTEMBER 12, 2008 WHICH WOULD BE SETOFF AGAINST AMOUNTS OWED BY SUCH CUSTOMER TO LBIE. ACCORDINGLY, THE REPORTING PERSON HAS REDUCED HEREIN THE NUMBER OF SECURITIES HELD BY IT TO THE EXTENT SUCH SECURITIES WERE HELD AT LBIE AND WERE REHYPOTHECATED. THE REPORTING PERSON DOES NOT WAIVE HEREBY ANY ARGUMENTS THAT IT IS ENTITLED TO RECOVER SUCH SECURITIES AND EXPRESSLY RESERVES SUCH ARGUMENTS. Person Signing this Report on Behalf of Reporting Manager: By: Harbinger Capital Partners LLC By: Harbinger Holdings, LLC, Managing Member Name: Philip Falcone Title: Managing Member Phone: (212) 339-5888 Signature, Place, and Date of Signing /s/ Philip Falcone New York, New York November 16, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name ----------------------- -------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $1,481,149 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-13483 Harbinger Holdings, LLC 2. 028-13482 Harbinger Capital Partners LLC - ---- ------------------- ------------------------------ FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE ASHLAND INC NEW COM 044209104 7,564 175,000 SH SHARED-DEFINED 1,2 175,000 0 0 AUGUSTA RES CORP COM NEW 050912203 10,196 4,106,029 SH SHARED-DEFINED 1,2 4,106,029 0 0 CALPINE CORP COM NEW 131347304 481,342 41,783,136 SH SHARED-DEFINED 1,2 41,783,136 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 14,562 450,000 SH SHARED-DEFINED 1,2 450,000 0 0 COMPLETE PRODUCTION SERVICES COM 20453E109 57,120 5,054,823 SH SHARED-DEFINED 1,2 5,054,823 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 14,567 450,000 SH SHARED-DEFINED 1,2 450,000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 94,339 1,375,000 SH SHARED-DEFINED 1,2 1,375,000 0 0 GENTEK INC COM NEW 37245X203 16,437 432,100 SH SHARED-DEFINED 1,2 432,100 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 3,608 431,100 SH SHARED-DEFINED 1,2 431,100 0 0 INTERNATIONAL COAL GRP INC N COM 45928H106 705 175,000 SH SHARED-DEFINED 1,2 175,000 0 0 INTERPUBLIC GROUP COS INC COM 460690100 163,898 21,795,000 SH SHARED-DEFINED 1,2 21,795,000 0 0 ISTAR FINL INC FRNT 10/0 45031UBF7 5,000 10,000,000 PRN SHARED-DEFINED 1,2 10,000,000 0 0 MCDERMOTT INTL INC COM 580037109 136,982 5,420,721 SH SHARED-DEFINED 1,2 5,420,721 0 0 MEDIA GEN INC CL A 584404107 7,655 895,371 SH SHARED-DEFINED 1,2 895,371 0 0 MERCER INTL INC COM 588056101 6,763 1,995,100 SH SHARED-DEFINED 1,2 1,995,100 0 0 MIRANT CORP NEW COM 60467R100 9,785 595,573 SH SHARED-DEFINED 1,2 595,573 0 0 NEW YORK TIMES CO CL A 650111107 191,132 23,538,434 SH SHARED-DEFINED 1,2 23,538,434 0 0 OWENS CORNING NEW *W EXP 10/30/201 690742127 822 475,000 SH SHARED-DEFINED 1,2 475,000 0 0 REDDY ICE HLDGS INC COM 75734R105 11,968 2,200,000 SH SHARED-DEFINED 1,2 2,200,000 0 0 SOLUTIA INC COM NEW 834376501 63,154 5,453,679 SH SHARED-DEFINED 1,2 5,453,679 0 0 TERRESTAR CORP COM 881451108 72,447 31,636,394 SH SHARED-DEFINED 1,2 31,636,394 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 15,656 625,000 SH SHARED-DEFINED 1,2 625,000 0 0 USEC INC NOTE 3.000%10/0 90333EAC2 7,306 10,550,000 PRN SHARED-DEFINED 1,2 10,550,000 0 0 WALTER ENERGY INC COM 93317Q105 65,057 1,083,200 SH SHARED-DEFINED 1,2 1,083,200 0 0 ZAPATA CORP COM PAR $ 989070602 23,084 3,316,687 SH SHARED-DEFINED 1,2 3,316,687 0 0
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