0001209191-17-056688.txt : 20171011
0001209191-17-056688.hdr.sgml : 20171011
20171011185058
ACCESSION NUMBER: 0001209191-17-056688
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171009
FILED AS OF DATE: 20171011
DATE AS OF CHANGE: 20171011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN GODFREY
CENTRAL INDEX KEY: 0001233412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 171133506
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 270 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-8400
MAIL ADDRESS:
STREET 1: 270 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-10-09
0
0001353283
SPLUNK INC
SPLK
0001233412
SULLIVAN GODFREY
C/O SPLUNK INC.
270 BRANNAN STREET
SAN FRANCISCO
CA
94107
1
0
0
0
Common Stock
2017-10-09
4
M
0
25000
0.565
A
645790
D
Common Stock
2017-10-09
4
S
0
35865
65.72
D
609925
D
Common Stock
2017-10-09
4
S
0
4135
66.64
D
605790
D
Common Stock
2017-10-10
4
M
0
25000
0.565
A
630790
D
Common Stock
2017-10-10
4
S
0
17246
63.68
D
613544
D
Common Stock
2017-10-10
4
S
0
17752
64.79
D
595792
D
Common Stock
2017-10-10
4
S
0
5002
65.49
D
590790
D
Common Stock
2017-10-11
4
M
0
25000
0.565
A
615790
D
Common Stock
2017-10-11
4
S
0
40000
63.53
D
575790
D
Common Stock
100000
I
See footnote
Employee Stock Option (right to buy)
0.565
2017-10-09
4
M
0
25000
0.00
D
2018-09-16
Common Stock
25000
437515
D
Employee Stock Option (right to buy)
0.565
2017-10-10
4
M
0
25000
0.00
D
2018-09-16
Common Stock
25000
412515
D
Employee Stock Option (right to buy)
0.565
2017-10-11
4
M
0
25000
0.00
D
2018-09-16
Common Stock
25000
387515
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.46 to $66.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.46 to $67.14, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.22 to $64.21, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.22 to $65.21, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.22 to $65.84, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.28 to $64.25, inclusive.
Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.
The option is fully vested and immediately exercisable.
/s/ Steve Dean, by power of attorney
2017-10-11