0001209191-17-056688.txt : 20171011 0001209191-17-056688.hdr.sgml : 20171011 20171011185058 ACCESSION NUMBER: 0001209191-17-056688 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171009 FILED AS OF DATE: 20171011 DATE AS OF CHANGE: 20171011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN GODFREY CENTRAL INDEX KEY: 0001233412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 171133506 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 270 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-8400 MAIL ADDRESS: STREET 1: 270 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-10-09 0 0001353283 SPLUNK INC SPLK 0001233412 SULLIVAN GODFREY C/O SPLUNK INC. 270 BRANNAN STREET SAN FRANCISCO CA 94107 1 0 0 0 Common Stock 2017-10-09 4 M 0 25000 0.565 A 645790 D Common Stock 2017-10-09 4 S 0 35865 65.72 D 609925 D Common Stock 2017-10-09 4 S 0 4135 66.64 D 605790 D Common Stock 2017-10-10 4 M 0 25000 0.565 A 630790 D Common Stock 2017-10-10 4 S 0 17246 63.68 D 613544 D Common Stock 2017-10-10 4 S 0 17752 64.79 D 595792 D Common Stock 2017-10-10 4 S 0 5002 65.49 D 590790 D Common Stock 2017-10-11 4 M 0 25000 0.565 A 615790 D Common Stock 2017-10-11 4 S 0 40000 63.53 D 575790 D Common Stock 100000 I See footnote Employee Stock Option (right to buy) 0.565 2017-10-09 4 M 0 25000 0.00 D 2018-09-16 Common Stock 25000 437515 D Employee Stock Option (right to buy) 0.565 2017-10-10 4 M 0 25000 0.00 D 2018-09-16 Common Stock 25000 412515 D Employee Stock Option (right to buy) 0.565 2017-10-11 4 M 0 25000 0.00 D 2018-09-16 Common Stock 25000 387515 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.46 to $66.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.46 to $67.14, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.22 to $64.21, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.22 to $65.21, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.22 to $65.84, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.28 to $64.25, inclusive. Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee. The option is fully vested and immediately exercisable. /s/ Steve Dean, by power of attorney 2017-10-11