0001209191-16-136461.txt : 20160810 0001209191-16-136461.hdr.sgml : 20160810 20160810193434 ACCESSION NUMBER: 0001209191-16-136461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160808 FILED AS OF DATE: 20160810 DATE AS OF CHANGE: 20160810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-8400 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN GODFREY CENTRAL INDEX KEY: 0001233412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 161822673 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-08 0 0001353283 SPLUNK INC SPLK 0001233412 SULLIVAN GODFREY C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 1 0 0 0 Common Stock 2016-08-08 4 M 0 25000 0.565 A 485426 D Common Stock 2016-08-08 4 S 0 40000 61.55 D 445426 D Common Stock 2016-08-09 4 M 0 25000 0.565 A 470426 D Common Stock 2016-08-09 4 S 0 10990 61.61 D 459436 D Common Stock 2016-08-09 4 S 0 29010 62.42 D 430426 D Common Stock 2016-08-10 4 M 0 25000 0.565 A 455426 D Common Stock 2016-08-10 4 S 0 37400 62.23 D 418026 D Common Stock 2016-08-10 4 S 0 2600 62.97 D 415426 D Common Stock 900000 I See footnote Employee Stock Option (right to buy) 0.565 2016-08-08 4 M 0 25000 0.00 D 2018-09-16 Common Stock 25000 1337515 D Employee Stock Option (right to buy) 0.565 2016-08-09 4 M 0 25000 0.00 D 2018-09-16 Common Stock 25000 1312515 D Employee Stock Option (right to buy) 0.565 2016-08-10 4 M 0 25000 0.00 D 2018-09-16 Common Stock 25000 1287515 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.24 to $62.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.09 to $62.04, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.09 to $62.71, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.73 to $62.72, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.76 to $63.34, inclusive. Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee. The option is fully vested and immediately exercisable. /s/ Steve Dean, by power of attorney 2016-08-10