-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NRjmX4qPzSz5z6nePuj14f0fWN1s0VIZ8U29u8W3mrR8xoCzHYocKyqiYE6mUetL Y4heYKVQvctELTaQ4z+riw== 0000899140-11-000136.txt : 20110214 0000899140-11-000136.hdr.sgml : 20110214 20110214144456 ACCESSION NUMBER: 0000899140-11-000136 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN JAY G CENTRAL INDEX KEY: 0001233099 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10464 FILM NUMBER: 11606263 13F-HR 1 g6359535.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: -- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jay G. Goldman Address: 152 W. 57th Street New York, NY 10019 Form 13F File Number: 28-10464 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jay G. Goldman Title: Reporting Manager Phone: (212) 262-4268 Signature, Place, and Date of Signing: New York, NY February 14, 2011 - ---------------------- ------------------------ --------------------------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------- Form 13F Information Table Entry Total: 147 -------- Form 13F Information Table Value Total: $272,082 -------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Other Included Managers: 13F File Number: 1. Jet Capital Investors, L.P. 28-11127 - 2 - FORM 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 NAME OF ISSUER TITLE OF CUSIP VALUE SHRS/PRN SH/ PUT/ INVESTMENT OTHER VOTING CLASS (x$1000) AMT PRN CALL DISCRETION MANAGERS AUTHORITY Sole Shared None 51JOB INC SP ADR REP COM 316827104 985 20,000 SH SOLE 20,000 ACORDA THERAPEUTICS INC COM 00484M106 1,308 48,000 SH SOLE 48,000 AEROPOSTALE COM 007865108 476 19,313 SH DEFINED 0 19,313 AIRGAS INC COM 009363102 396 6,344 SH DEFINED 0 6,344 AIR PRODS & CHEMS INC COM 009158106 340 3,739 SH DEFINED 0 3,739 ALCON INC COM SHS H01301102 3,005 18,390 SH DEFINED 0 18,390 ALLOS THERAPEUTICS INC COM 019777101 645 140,000 SH SOLE 140,000 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 3,083 160,000 SH SOLE 160,000 APACHE CORP COM 037411105 3,577 30,000 SH SOLE 30,000 APPLE INC COM 037833100 8,387 26,000 SH SOLE 26,000 APPLIED SIGNAL TECHNOLOGY IN COM 038237103 472 12,460 SH DEFINED 0 12,460 ASHLAND INC NEW COM 044209104 763 15,000 SH SOLE 15,000 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 1,753 53,900 SH SOLE 53,900 AUXILIUM PHARMACEUTICALS INC COM 05334D107 6,541 310,000 SH SOLE 310,000 BITAUTO HLDGS LTD SPONSORED ADS 091727107 3,118 352,700 SH SOLE 352,700 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 3,255 230,000 SH SOLE 230,000 BOYD GAMING CORP COM 103304101 1,166 110,000 SH SOLE 110,000 BP PLC SPONSORED ADR 055622104 1,596 36,134 SH DEFINED 0 36,134 BUCKEYE TECHNOLOGIES INC COM 118255108 788 37,500 SH SOLE 37,500 CAREFUSION CORP COM 14170T101 2,066 80,400 SH SOLE 80,400 CHARLES RIV LABS INTL INC COM 159864107 1,066 30,000 SH SOLE 30,000 CITIGROUP INC COM 172967101 1,183 250,000 SH SOLE 250,000 COLUMBIA LABS INC COM 197779101 698 307,500 SH SOLE 307,500 COMPELLENT TECHNOLOGIES INC COM 20452A108 1,031 37,380 SH DEFINED 0 37,380 CSX CORP COM 126408103 646 10,000 SH SOLE 10,000 CUBIST PHARMACEUTICALS INC COM 229678107 1,284 60,000 SH SOLE 60,000 DENDREON CORP COM 24823Q107 873 25,000 SH SOLE 25,000 DICE HLDGS INC COM 253017107 646 45,000 SH SOLE 45,000 DYAX CORP COM 26746E103 756 350,000 SH SOLE 350,000 EBAY INC COM 278642103 1,948 70,000 SH SOLE 70,000 E HOUSE CHINA HLDGS LTD ADR 26852W103 2,543 170,000 SH SOLE 170,000 EXAMWORKS GROUP INC COM 30066A105 1,650 89,269 SH SOLE 89,269 EXCO RESOURCES INC COM 269279402 4,659 239,920 SH DEFINED 150,000 89,920 EXPRESS INC COM 30219E103 7,624 405,544 SH SOLE 405,544 FORD MTR CO DEL COM PAR $0.01 345370860 420 25,000 SH SOLE 25,000 FORTUNE BRANDS INC COM 349631101 755 12,526 SH DEFINED 0 12,526 GENZYME CORP COM 372917104 844 11,854 SH DEFINED 0 11,854 GOOGLE INC CL A 38259P508 8,019 13,500 SH SOLE 13,500 GSI COMMERCE INC COM 36238G102 8,479 365,000 SH SOLE 365,000 HARVEST NATURAL RESOURCES IN COM 41754V103 409 33,591 SH DEFINED 0 33,591 HUGHES COMMUNICATIONS INC COM 444398101 294 7,265 SH SOLE 7,265 HUNT J B TRANS SVCS INC COM 445658107 1,377 33,750 SH SOLE 33,750 INTERCLICK INC COM NEW 458483203 516 96,037 SH SOLE 96,037 INTERNATIONAL GAME TECHNOLOG COM 459902102 2,654 150,000 SH SOLE 150,000 J CREW GROUP INC COM 46612H402 323 7,476 SH DEFINED 0 7,476 KANSAS CITY SOUTHERN COM NEW 485170302 1,914 40,000 SH SOLE 40,000 KNOT INC COM 499184109 6,015 608,800 SH SOLE 608,800 K-SWISS INC CL A 482686102 2,297 184,241 SH SOLE 184,241 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3,440 100,000 SH SOLE 100,000 MACYS INC COM 55616P104 3,163 125,000 SH SOLE 125,000 MATTEL INC COM 577081102 2,352 92,500 SH SOLE 92,500 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 540 63,776 SH DEFINED 0 63,776 METROPCS COMMUNICATIONS INC COM 591708102 14,077 1,114,600 SH SOLE 1,114,600 NATIONAL OILWELL VARCO INC COM 637071101 2,690 40,000 SH SOLE 40,000 NEW ORIENTAL ED & TECH GRP SPON ADR 647581107 1,649 15,673 SH SOLE 15,673 NOVAGOLD RES INC COM NEW 66987E206 2,676 187,500 SH SOLE 187,500 ORIENT-EXPRESS HOTELS LTD CL A G67743107 844 65,000 SH SOLE 65,000 ORTHOVITA INC COM 68750U102 80 40,000 SH SOLE 40,000 PACER INTL INC TENN COM 69373H106 2,941 430,000 SH SOLE 430,000 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 1,537 65,000 SH SOLE 65,000 POTASH CORP SASK INC COM 73755L107 29,309 189,300 SH DEFINED 0 189,300 PROGENICS PHARMACEUTICALS IN COM 743187106 3,358 615,000 SH SOLE 615,000 RAMBUS INC DEL COM 750917106 383 18,690 SH DEFINED 0 18,690 SALESFORCE COM INC COM 79466L302 462 3,500 SH SOLE 3,500 SCORPIO TANKERS INC SHS Y7542C106 1,151 113,860 SH SOLE 113,860 SKECHERS U S A INC CL A 830566105 7,000 350,000 SH SOLE 350,000 SOLARWINDS INC COM 83416B109 3,373 175,200 SH SOLE 175,200 SPDR S&P 500 ETF TR UNIT 78462F103 10,689 85,000 SH SOLE 85,000 STARBUCKS CORP COM 855244109 643 20,000 SH SOLE 20,000 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 1,248 53,577 SH DEFINED 0 53,577 TENET HEALTHCARE CORP COM 88033G100 500 74,761 SH DEFINED 0 74,761 TFS FINL CORP COM 87240R107 3,769 417,798 SH SOLE 417,798 HOWARD HUGHES CORP COM 44267D107 726 13,345 SH DEFINED 0 13,345 THESTREET COM COM 88368Q103 961 360,000 SH SOLE 360,000 THQ INC COM NEW 872443403 4,160 686,500 SH SOLE 686,500 UNITED PARCEL SERVICE INC CL B 911312106 12,702 175,000 SH SOLE 175,000 UROPLASTY INC COM NEW 917277204 1,532 380,162 SH SOLE 380,162 VIRTUS INVT PARTNERS INC COM 92828Q109 2,730 60,166 SH SOLE 60,166 VISHAY PRECISION GROUP INC COM 92835K103 665 35,281 SH SOLE 35,281 VISIONCHINA MEDIA INC SPONS ADR 92833U103 1,856 400,000 SH SOLE 400,000 VOLTERRA SEMICONDUCTOR CORP COM 928708106 2,663 115,000 SH SOLE 115,000 WEBSTER FINL CORP CONN COM 947890109 493 25,000 SH SOLE 25,000 WENDYS ARBYS GROUP INC COM 950587105 3,153 682,500 SH SOLE 682,500 WERNER ENTERPRISES INC COM 950755108 1,927 85,250 SH SOLE 85,250 WET SEAL INC CL A 961840105 1,295 350,000 SH SOLE 350,000 RETAIL OPPORTUNITY INVTS COR *W EXP 10/23/201 76131N119 83 117,880 SH DEFINED 0 117,880 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 444 27,500 SH SOLE 27,500 WYNN RESORTS LTD COM 983134107 986 9,500 SH SOLE 9,500 YAHOO INC COM 984332106 15,216 915,000 SH SOLE 915,000 ZORAN CORP COM 98975F101 603 68,530 SH DEFINED 0 68,530 AIRGAS INC LISTED OPTION 009363102 7 187 CALL SOLE 187 ALLOS THERAPEUTICS INC LISTED OPTION 019777101 175 2,500 CALL SOLE 2,500 APACHE CORP LISTED OPTION 037411105 121 125 CALL SOLE 125 APPLE INC LISTED OPTION 037833100 415 250 CALL SOLE 250 ASHLAND INC NEW LISTED OPTION 044209104 1,851 3,950 CALL SOLE 3,950 AUXILIUM PHARMACEUTICALS INC LISTED OPTION 05334D107 20 250 CALL SOLE 250 BAIDU INC LISTED OPTION 056752108 101 350 CALL SOLE 350 BANK OF AMERICA CORPORATION LISTED OPTION 060505104 1,155 2,750 CALL SOLE 2,750 BIO MARIN PHARMACEUTICAL INC LISTED OPTION 09061G101 2 160 CALL SOLE 160 CEPHALON INC LISTED OPTION 156708109 3 225 CALL SOLE 225 CIT GROUP INC LISTED OPTION 125581801 412 800 CALL SOLE 800 CUBIST PHARMACEUTICALS INC LISTED OPTION 229678107 220 2,700 CALL SOLE 2,700 DENDREON CORP LISTED OPTION 24823Q107 95 500 CALL SOLE 500 E M C CORP MASS LISTED OPTION 268648102 80 1,000 CALL SOLE 1,000 FORD MTR CO DEL LISTED OPTION 345370860 88 900 CALL SOLE 900 FOREST LABS INC LISTED OPTION 345838106 4 525 CALL SOLE 525 GENZYME CORP LISTED OPTION 372917104 299 450 CALL SOLE 450 GOLDMAN SACHS GROUP INC LISTED OPTION 38141G104 482 650 CALL SOLE 650 GSI COMMERCE INC LISTED OPTION 36238G102 302 1,300 CALL SOLE 1,300 HARVEST NATURAL RESOURCES IN LISTED OPTION 41754V103 10 77 CALL SOLE 77 HEWLETT PACKARD CO LISTED OPTION 428236103 290 3,000 CALL SOLE 3,000 ISHARES TR LISTED OPTION 464287432 254 900 CALL SOLE 900 JP MORGAN CHASE & CO LISTED OPTION 46625H100 152 550 CALL SOLE 550 JAZZ PHARMACEUTICALS INC LISTED OPTION 472147107 120 1,200 CALL SOLE 1,200 LAS VEGAS SANDS CORP LISTED OPTION 517834107 24 75 CALL SOLE 75 MANTECH INTL CORP LISTED OPTION 564563104 2 54 CALL SOLE 54 MATTEL INC LISTED OPTION 577081102 43 500 CALL SOLE 500 NATIONAL OILWELL VARCO INC LISTED OPTION 637071101 168 500 CALL SOLE 500 NOVAGOLD RES INC LISTED OPTION 66987E206 95 500 CALL SOLE 500 NVIDIA CORP LISTED OPTION 67066G104 50 625 CALL SOLE 625 PROGENICS PHARMACEUTICALS IN LISTED OPTION 743187106 104 2,400 CALL SOLE 2,400 QUALCOMM INC LISTED OPTION 747525103 216 900 CALL SOLE 900 RAMBUS INC DEL LISTED OPTION 750917106 145 538 CALL DEFINED 509 29 SPDR S&P 500 ETF TRUST LISTED OPTION 78462F103 2,999 3,999 CALL SOLE 3,999 TALECRIS BIOTHERAPEUTICS HLD LISTED OPTION 874227101 65 288 CALL DEFINED 137 151 TEVA PHARMACEUTICAL INDS LTD LISTED OPTION 881624209 333 1,300 CALL SOLE 1,300 TIVO INC LISTED OPTION 888706108 427 3,400 CALL SOLE 3,400 YAHOO INC LISTED OPTION 984332106 23 1,000 CALL SOLE 1,000 ALLERGAN INC LISTED OPTION 018490102 50 120 PUT SOLE 120 ALTERA CORP LISTED OPTION 021441100 93 500 PUT SOLE 500 AMAZON COM INC LISTED OPTION 023135106 102 400 PUT SOLE 400 CBOE S&P 500 OPEN/EURO INDEX LISTED OPTION 648815108 847 716 PUT SOLE 716 CHEESECAKE FACTORY INC LISTED OPTION 163072101 25 100 PUT SOLE 100 CHESAPEAKE ENERGY CORP LISTED OPTION 165167107 59 600 PUT SOLE 600 DOW CHEMICAL CO LISTED OPTION 260543103 115 900 PUT SOLE 900 EHEALTH INC LISTED OPTION 28238P109 145 1,000 PUT SOLE 1,000 GENZYME CORP LISTED OPTION 372917104 12 546 PUT SOLE 546 HARVEST NATURAL RESOURCES IN LISTED OPTION 41754V103 11 178 PUT SOLE 178 ISHARES TR LISTED OPTION 464287655 318 4,000 PUT SOLE 4,000 LORILLARD INC LISTED OPTION 544147101 335 1,883 PUT SOLE 1,883 LULULEMON ATHLETICA INC LISTED OPTION 550021109 74 200 PUT SOLE 200 MOODYS CORP LISTED OPTION 615369105 169 1,000 PUT SOLE 1,000 NETFLIX COM INC LISTED OPTION 64110L106 196 800 PUT SOLE 800 PACIFIC SUNWEAR CALIF INC LISTED OPTION 694873100 25 1,000 PUT SOLE 1,000 POTASH CORP SASK INC LISTED OPTION 73755L107 3,018 1,893 PUT DEFINED 0 1,893 PRICELINE COM INC LISTED OPTION 741503403 197 300 PUT SOLE 300 SHANDA INTERACTIVE ENTMT LTD LISTED OPTION 81941Q203 231 700 PUT SOLE 700
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