0001144204-11-064513.txt : 20111114
0001144204-11-064513.hdr.sgml : 20111111
20111114165743
ACCESSION NUMBER: 0001144204-11-064513
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AFTON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001232960
IRS NUMBER: 562125966
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10462
FILM NUMBER: 111203892
BUSINESS ADDRESS:
STREET 1: 120 COTTAGE PLACE
CITY: CHARLOTTE
STATE: NC
ZIP: 28207
BUSINESS PHONE: (704) 333-3110
MAIL ADDRESS:
STREET 1: 120 COTTAGE PLACE
CITY: CHARLOTTE
STATE: NC
ZIP: 28207
FORMER COMPANY:
FORMER CONFORMED NAME: SUGAR CREEK PARTNERS LLC
DATE OF NAME CHANGE: 20040203
FORMER COMPANY:
FORMER CONFORMED NAME: BLUE RIDGE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20030514
13F-HR
1
v240605_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Afton Capital Management LLC
Address: 4720 Piedmont Row Drive, Suite 370 Charlotte, NC 28210
Form 13F File Number: 28-10462
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Coy Monk
Title: Managing Member
Phone: (704)887-2483
Signature, Place, and Date of Signing:
/s/ Albert Coy Monk, IV Charlotte, NC 11/14/11
----------------------- ------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 17
Form 13F Information Table Value Total: $ 47,701 K
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
FORM 13F INFORMATIONAL TABLE
----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
------------------------------ -------- --------- -------------- --------- ----------------------- -------- ----------------------
NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
CLASS NUMBER MARKET PRINCIPAL DISCRETION
VALUE AMOUNT
------- ------ ------ ------- ------ ----
[A] [B] [C] [A] [B] [C]
SHARED
SOLE SHARED OTHER SOLE SHARED NONE
------------------------------ -------- --------- -------------- --------- ------- ------ ------ -------- ------- ------ ----
ABOVENET INC. com 00374N107 4,566,720.00 sole 85,200 85,200
APPLE, INC. com 037833100 4,919,028.00 sole 12,900 12,900
BB&T CORPORATION com 054937107 2,239,650.00 sole 105,000 105,000
BE AEROSPACE INC com 073302101 2,483,250.00 sole 75,000 75,000
EMC CORPORATION MASS com 268648102 4,317,643.00 sole 205,700 205,700
ENERGY XXI (BERMUDA) LTD com G10082140 1,961,553.60 sole 91,320 91,320
LULULEMON ATHLETICA INC. com 550021109 973,800.00 sole 20,000 20,000
LYONDELLBASELL INDUSTRIES N.V. com N53745100 3,769,549.00 sole 154,300 154,300
OUTDOOR CHANNEL HLDGS INC com 690027206 1,236,669.72 sole 216,201 216,201
RAYMOND JAMES FINANCIAL INC com 754730109 1,557,600.00 sole 60,000 60,000
ROCKWOOD HOLDINGS, INC. com 774415103 1,010,700.00 sole 30,000 30,000
SELECT COMFORT CORPORATION com 81616X103 789,095.45 sole 56,485 56,485
TPC GROUP INC CMN com 89236Y104 612,440.00 sole 30,500 30,500
TRANSDIGM GROUP INCORPORATED com 893641100 2,858,450.00 sole 35,000 35,000
TRONOX INCORPORATED com 897051306 8,309,730.00 sole 106,535 106,535
ULTRA CLEAN HOLDINGS, INC. com 90385V107 790,775.70 sole 184,330 184,330
W.R. GRACE & CO com 38388F108 5,304,690.00 sole 159,300 159,300