-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUr/ZKSMCNaqzVoFB19BSVMGYrkLAt1lWflF4h6+2S/5kHtvZnwCOthDGAuLI501 fyS77s98tMGnARz+xvSgzg== 0001144204-09-058301.txt : 20091112 0001144204-09-058301.hdr.sgml : 20091111 20091112133103 ACCESSION NUMBER: 0001144204-09-058301 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFTON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001232960 IRS NUMBER: 562125966 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10462 FILM NUMBER: 091176087 BUSINESS ADDRESS: STREET 1: 120 COTTAGE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28207 BUSINESS PHONE: (704) 333-3110 MAIL ADDRESS: STREET 1: 120 COTTAGE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28207 FORMER COMPANY: FORMER CONFORMED NAME: SUGAR CREEK PARTNERS LLC DATE OF NAME CHANGE: 20040203 FORMER COMPANY: FORMER CONFORMED NAME: BLUE RIDGE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20030514 13F-HR 1 v165826_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Afton Capital Management LLC Address: 4720 Piedmont Row Drive, Suite 370 Charlotte, NC 28210 Form 13F File Number: 28-10462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Coy Monk Title: Managing Member Phone: (704)887-2483 Signature, Place, and Date of Signing: /s/ Albert Coy Monk, IV Charlotte, NC 11/12/09 ----------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $ 59,359 K ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATIONAL TABLE ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ---------------------------- -------- ------------- ------------- ---------- ----------------------- --------- -------------------- NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY CLASS NUMBER MARKET PRINCIPAL DISCRETION VALUE AMOUNT ------ ------- ------- ------- ------ ----- [A] [B] [C] [A] [B] [C] SHARED SOLE SHARED OTHER SOLE SHARED NONE - ---------------------------- -------- ------------- ------------- ---------- ------ ------- ------- -------- ------- ------ ----- AK STEEL HOLDING CORP com 001547108 $1,183,800.00 60,000 sole 60,000 APPLE, INC. com 037833100 $1,668,150.00 9,000 sole 9,000 BORGWARNER INC. com 099724106 $ 907,800.00 30,000 sole 30,000 BRINK'S COMPANY (THE) com 109696104 $ 968,760.00 36,000 sole 36,000 BRINK'S HOME SECURITY HOLDINGS*, INC. com 109699108 $1,385,550.00 45,000 sole 45,000 BROCADE COMMUNICATIONS SYSTEMS*, INC. com 111621306 $ 825,300.00 105,000 sole 105,000 CALGON CARBON CORPORATION com 129603106 $2,603,584.46 175,562 sole 175,562 CHESAPEAKE ENERGY CORPORATION com 165167107 $1,363,200.00 48,000 sole 48,000 CIENA CORPORATION com 171779309 $1,465,200.00 90,000 sole 90,000 CITIGROUP INC. com 172967101 $1,161,600.00 240,000 sole 240,000 COMMSCOPE INC com 203372107 $1,706,010.00 57,000 sole 57,000 COMSTOCK RESOURCES INC(NEW) com 205768203 $1,442,880.00 36,000 sole 36,000 CONTINENTAL RESOURCES, INC com 212015101 $1,175,100.00 30,000 sole 30,000 COOPER TIRE & RUBBER CO. com 216831107 $1,213,020.00 69,000 sole 69,000 COVANTA HOLDING CORP com 22282E102 $1,434,018.00 84,354 sole 84,354 DIRECTV GROUP, INC (THE) com 25459L106 $ 992,880.00 36,000 sole 36,000 EBAY INC. com 278642103 $ 637,200.00 27,000 sole 27,000 EMC CORPORATION MASS com 268648102 $1,022,400.00 60,000 sole 60,000 ETHAN ALLEN INTERIORS, INC com 297602104 $ 891,000.00 54,000 sole 54,000 EXPRESS SCRIPTS COMMON com 302182100 $1,163,700.00 15,000 sole 15,000 FRESH DEL MONTE PRODUCE INC. com G36738105 $ 542,640.00 24,000 sole 24,000 GOOGLE, INC. com 38259P508 $1,785,060.00 3,600 sole 3,600 INTEGRATED DEVICE TECH INC com 458118106 $1,318,200.00 195,000 sole 195,000 INTEL CORPORATION com 458140100 $ 939,360.00 48,000 sole 48,000 INTL GAME TECHNOLOGY com 459902102 $1,031,040.00 48,000 sole 48,000 KAISER ALUMINUM CORPORATION com 483007704 $1,308,960.00 36,000 sole 36,000 LAMAR ADVERTISING CO com 512815101 $ 8,232.00 300 sole 300 MCDERMOTT INTL com 580037109 $1,516,200.00 60,000 sole 60,000 MCMORAN EXPLORATION INC com 582411104 $ 339,750.00 45,000 sole 45,000 MGM MIRAGE com 552953101 $1,444,800.00 120,000 sole 120,000 MONSANTO COMPANY com 61166W101 $1,393,200.00 18,000 sole 18,000 MORGAN STANLEY com 617446448 $1,296,960.00 42,000 sole 42,000 NUCOR CORPORATION com 670346105 $1,410,300.00 30,000 sole 30,000 ORION MARINE GROUP INC com 68628V308 $ 862,680.00 42,000 sole 42,000 PETROHAWK ENERGY CORPORATION com 716495106 $2,324,160.00 96,000 sole 96,000 PLAINS EXPL & PROD CO LP com 726505100 $1,286,190.00 46,500 sole 46,500 PLAYBOY ENTERPRISES INC com 728117300 $ 924,120.00 306,000 sole 306,000 QUALCOMM INC com 747525103 $1,484,340.00 33,000 sole 33,000 RELIANCE STEEL & ALUMINUM CO com 759509102 $1,276,800.00 30,000 sole 30,000 SPDR GOLD TRUST ETF com 78463V107 $2,965,500.00 30,000 sole 30,000 STEEL DYNAMICS, INC. com 858119100 $ 690,300.00 45,000 sole 45,000 TEXAS INSTRUMENTS INC. com 882508104 $ 994,980.00 42,000 sole 42,000 TEXTRON INC.DEL. com 883203101 $1,138,800.00 60,000 sole 60,000 THE GOODYEAR TIRE & RUBBER COM*PANY com 382550101 $ 613,080.00 36,000 sole 36,000 TICKETMASTER ENTERTAINMENT, INC. com 88633P302 $ 701,400.00 60,000 sole 60,000 ULTRA CLEAN HOLDINGS, INC. com 90385V107 $ 464,400.00 90,000 sole 90,000 UNITED STATES STEEL CORPORATIO*N com 912909108 $2,129,760.00 48,000 sole 48,000 W.R. GRACE & CO com 38388F108 $1,956,600.00 90,000 sole 90,000
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