-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MORJoJfnAUMKysPXbnl5KlszV52o8zefq9h7rKahYIWDfT/75oHr0Fb1dQNNAvQG K2JBKXI6xKfs2o+WXHch9g== 0001144204-09-042312.txt : 20090812 0001144204-09-042312.hdr.sgml : 20090812 20090812152839 ACCESSION NUMBER: 0001144204-09-042312 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 EFFECTIVENESS DATE: 20090812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFTON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001232960 IRS NUMBER: 562125966 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10462 FILM NUMBER: 091006669 BUSINESS ADDRESS: STREET 1: 120 COTTAGE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28207 BUSINESS PHONE: (704) 333-3110 MAIL ADDRESS: STREET 1: 120 COTTAGE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28207 FORMER COMPANY: FORMER CONFORMED NAME: SUGAR CREEK PARTNERS LLC DATE OF NAME CHANGE: 20040203 FORMER COMPANY: FORMER CONFORMED NAME: BLUE RIDGE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20030514 13F-HR 1 v157417_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Afton Capital Management LLC Address: 4720 Piedmont Row Drive, Suite 370 Charlotte, NC 28210 Form 13F File Number: 28-10462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Coy Monk Title: Managing Member Phone: (704)887-2483 Signature, Place, and Date of Signing: /s/ Albert Coy Monk, IV Charlotte, NC 08/12/09 ----------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 37 Form 13F Information Table Value Total: $ 77,946 K ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATIONAL TABLE
FORM 13F INFORMATIONAL TABLE ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ---------------------------- -------- ------------- ------------- ---------- ----------------------- --------- -------------------- NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY CLASS NUMBER MARKET PRINCIPAL DISCRETION VALUE AMOUNT ------ ------- ------- ------- ------ ----- [A] [B] [C] [A] [B] [C] SHARED SOLE SHARED OTHER SOLE SHARED NONE - ---------------------------- -------- ------------- ------------- ---------- ------ ------- ------- -------- ------- ------ ----- AK STEEL HOLDING CORP com 001547108 $2,206,850.00 115,000 sole 115,000 BANK OF AMERICA CORP com 060505104 $1,980,000.00 150,000 sole 150,000 BORGWARNER INC. com 099724106 $1,707,500.00 50,000 sole 50,000 BRINK'S COMPANY com 109696104 $1,741,800.00 60,000 sole 60,000 BRINK'S HOME SECURITY HOLDINGS, INC. com 109699108 $2,123,250.00 75,000 sole 75,000 BROCADE COMMUNICATIONS SYSTEMS com 111621306 $1,960,000.00 250,000 sole 250,000 CALGON CARBON CORPORATION com 129603106 $4,068,381.00 292,900 sole 292,900 CARRIZO OIL AND GAS INC com 144577103 $1,972,250.00 115,000 sole 115,000 CHESAPEAKE ENERGY CORPORATION com 165167107 $1,189,800.00 60,000 sole 60,000 CONTINENTAL RESOURCES, INC. com 212015101 $1,942,500.00 70,000 sole 70,000 COVANTA HOLDINGS CORP com 22282E102 $2,417,851.52 142,562 sole 142,562 CUMMINS INC com 231021106 $2,112,600.00 60,000 sole 60,000 DELL INC com 24702R101 $1,373,000.00 100,000 sole 100,000 DELTA PETROLEUM CORP com 247907207 $ 579,000.00 300,000 sole 300,000 DISCOVER FINANCIAL SERVICES com 254709108 $2,310,750.00 225,000 sole 225,000 EMC CORPORATION MASS com 268648102 $1,310,000.00 100,000 sole 100,000 FINISH LINE INC CL-A CMN CLASS A com 317923100 $1,316,263.48 177,394 sole 177,394 GENTEK INC com 37245X203 $4,902,931.11 219,567 sole 219,567 GOLDMAN SACHS GROUP INC. com 38141G104 $2,948,800.00 20,000 sole 20,000 GOOGLE INC. com 38259P508 $2,107,950.00 5,000 sole 5,000 INTEL CORPORATION com 458140100 $2,399,750.00 145,000 sole 145,000 INTL GAME TECHNOLOGY com 459902102 $1,272,000.00 80,000 sole 80,000 JDA SOFTWARE GROUP INC com 46612K108 $1,292,544.00 86,400 sole 86,400 KAISER ALUMINUM CORPORATION com 483007704 $3,591,000.00 100,000 sole 100,000 MCDERMOTT INTL com 580037109 $2,843,400.00 140,000 sole 140,000 MORGAN STANLEY com 617446448 $1,140,400.00 40,000 sole 40,000 PETROHAWK ENERGY CORPORATION com 716495106 $3,345,000.00 150,000 sole 150,000 PLAYBOY ENTERPRISES com 728117300 $1,029,100.00 410,000 sole 410,000 QUALCOMM INC. com 747525103 $2,034,000.00 45,000 sole 45,000 RELIANCE STEEL & ALUMINUM com 759509102 $1,919,500.00 50,000 sole 50,000 SPDR GOLD TRUST ETF com 78463V107 $4,559,000.00 50,000 sole 50,000 STARWOOD HOTELS AND RESORTS com 85590A401 $1,554,000.00 70,000 sole 70,000 TENNECO INC. com 880349105 $1,590,000.00 150,000 sole 150,000 TEXAS INSTRUMENTS INC. com 882508104 $2,130,000.00 100,000 sole 100,000 TICKETMASTER ENTERTAINMENT INC. com 88633P302 $1,284,000.00 200,000 sole 200,000 UNITED STATES STEEL CORPORATION com 912909108 $2,144,400.00 60,000 sole 60,000 W.R. GRACE & CO com 38388F108 $1,546,250.00 125,000 sole 125,000
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